Background: The US Food and Drug Administration (FDA) has granted deep brain stimulation (DBS) approval under the humanitarian device exemption (HDE) pathway for both dystonia and obsessive-compulsive disorder (OCD). However, recent reports from the community of functional neurosurgeons suggest that insurance authorization remains a disproportionate barrier to OCD DBS implantation despite both conditions having similar support from the FDA. This cross-sectional study of health insurance policies quantifies the current payer landscape for these two interventions. Objectives: The aim of this study was to quantify the current payer policy coverage of DBS under HDE status for OCD as compared to DBS for dystonia for eligible patients in the US insurance market. Methods: A commercial health insurance policy database was queried for documentation on DBS for dystonia and OCD. Results were individually analyzed for payer policy coverage statements on DBS for either dystonia or OCD and categorized as unique or nonunique policies. Unique policy positions were then coded for the geographic region, whether coverage was offered, and guidelines cited as evidence and justification. Results: From the 80 policies in the database, there were 34 unique policies addressing DBS for either dystonia or OCD representing coverage of all 50 states. Of the 34 unique policies, 3 (9%) covered DBS for OCD, while 32 (94%) covered dystonia. Only 2 policies covered neither intervention. Conclusions: In spite of similar levels of support from the FDA, DBS for OCD has less support from insurance companies on a national level. This study begins to quantify the disparity noted by functional neurosurgeons in recent literature.

1.
Wu
H
,
Hariz
M
,
Visser-Vandewalle
V
,
Zrinzo
L
,
Coenen
VA
,
Sheth
SA
,
Deep brain stimulation for refractory obsessive-compulsive disorder (OCD): emerging or established therapy?
Mol Psychiatry
.
2021 Jan
;
26
(
1
):
60
5
.
2.
Pinckard-Dover
H
,
Ward
H
,
Foote
KD
.
The decline of deep brain stimulation for obsessive-compulsive disorder following FDA humanitarian device exemption approval
.
Front Surg
.
2021
;
8
:
642503
. .
3.
Davis
RA
,
Giordano
J
,
Hufford
DB
,
Sheth
SA
,
Warnke
P
,
Widge
AS
,
Restriction of access to deep brain stimulation for refractory OCD: failure to apply the federal parity act
.
Front Psychiatry
.
2021
;
12
:
706181
.
4.
(NICE) NIfHaCE
.
Deep brain stimulation for tremor and dystonia (excluding Parkinson’s disease). Interventional procedures guidance (IPG188)
.
2006 August 23
. Available from: https://www.nice.org.uk.
5.
Koran
LM
,
Hanna
GL
,
Hollander
E
,
Nestadt
G
,
Simpson
HB
;
American Psychiatric Association
.
Practice guideline for the treatment of patients with obsessive-compulsive disorder
.
Am J Psychiatry
.
2007 Jul
;
164
(
7 Suppl
):
5
53
.
6.
Koran
LM
,
Blair Simpson
H
.
American psychiatric association. Guideline watch for the practice guideline for the treatment of patients with obsessive-compulsive disorder
.
2013
. Available from: www.psych.org.
7.
Hamani
C
,
Pilitsis
J
,
Rughani
AI
,
Rosenow
JM
,
Patil
PG
,
Slavin
KS
,
Deep brain stimulation for obsessive-compulsive disorder: systematic review and evidence-based guideline sponsored by the American Society for Stereotactic and Functional Neurosurgery and the Congress of Neurological Surgeons (CNS) and endorsed by the CNS and American Association of Neurological Surgeons
.
Neurosurgery
.
2014 Oct
;
75
(
4
):
327
3
; quiz 333.
8.
Staudt
MD
,
Pouratian
N
,
Miller
JP
,
Hamani
C
,
Raviv
N
,
McKhann
GM
,
Congress of neurological surgeons systematic review and evidence-based guidelines for deep brain stimulations for obsessive-compulsive disorder: update of the 2014 guidelines
.
Neurosurgery
.
2021 Mar 15
;
88
(
4
):
710
2
.
9.
Menchon
JM
,
Real
E
,
Alonso
P
,
Aparicio
MA
,
Segalas
C
,
Plans
G
,
A prospective international multi-center study on safety and efficacy of deep brain stimulation for resistant obsessive-compulsive disorder
.
Mol Psychiatry
.
2021 Apr
;
26
(
4
):
1234
47
.
10.
Mosley
PE
,
Windels
F
,
Morris
J
,
Coyne
T
,
Marsh
R
,
Giorni
A
,
A randomised, double-blind, sham-controlled trial of deep brain stimulation of the bed nucleus of the stria terminalis for treatment-resistant obsessive-compulsive disorder
.
Transl Psychiatry
.
2021 Mar 29
;
11
(
1
):
190
.
11.
Hageman
SB
,
van Rooijen
G
,
Bergfeld
IO
,
Schirmbeck
F
,
de Koning
P
,
Schuurman
PR
,
Deep brain stimulation versus ablative surgery for treatment-refractory obsessive-compulsive disorder: a meta-analysis
.
Acta Psychiatr Scand
.
2021 Apr
;
143
(
4
):
307
18
.
12.
Consumer Information and Insurance Oversity
.
The mental health parity and addiction equity act. Centers for medicare & medicaid services
.
2020
. Available from: https://www.cms.gov/CCIIO/Programs-and-Initiatives/Other-Insurance-Protections/mhpaea_factsheet (accessed March 10, 2022).
Copyright / Drug Dosage / Disclaimer
Copyright: All rights reserved. No part of this publication may be translated into other languages, reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying, recording, microcopying, or by any information storage and retrieval system, without permission in writing from the publisher.
Drug Dosage: The authors and the publisher have exerted every effort to ensure that drug selection and dosage set forth in this text are in accord with current recommendations and practice at the time of publication. However, in view of ongoing research, changes in government regulations, and the constant flow of information relating to drug therapy and drug reactions, the reader is urged to check the package insert for each drug for any changes in indications and dosage and for added warnings and precautions. This is particularly important when the recommended agent is a new and/or infrequently employed drug.
Disclaimer: The statements, opinions and data contained in this publication are solely those of the individual authors and contributors and not of the publishers and the editor(s). The appearance of advertisements or/and product references in the publication is not a warranty, endorsement, or approval of the products or services advertised or of their effectiveness, quality or safety. The publisher and the editor(s) disclaim responsibility for any injury to persons or property resulting from any ideas, methods, instructions or products referred to in the content or advertisements.
You do not currently have access to this content.