Abstract
Background: Multikinase inhibitors (MKIs) have been shown to improve survival in patients with hepatocellular carcinoma (HCC) compared with placebo. Distinct from other MKIs, cabozantinib has inhibitory activity for both AXL and MET. This review considers the literature elucidating the role of AXL and MET in HCC progression, treatment resistance, and immunomodulation. A systematic search of the PubMed database was conducted on November 16, 2020, and identified a total of 174 search results. A further 36 potentially relevant articles were identified based on the authors’ knowledge. After initial screening by title/abstract, 159 underwent full-text screening and we identified 69 original research articles reporting empirical data from in vitro or in vivo models of HCC evaluating the effects of manipulating AXL or MET signaling on tumorigenic behavior. Summary: AXL expression is highly correlated with HCC progression and outcomes and has been reported to be involved in transforming growth factor-β and the regulation of PI3K/AKT, ERK/MAPK, and CCN proteins. MET protein expression is increased in HCC with the highest histological grade and has been reported to be involved in the regulation of PI3K/AKT, PLCγ/DAG/PKC, and MAPK/ERK signaling. Both AXL and MET are key regulators of sorafenib resistance in HCC. In terms of immunomodulation, there are data to indicate that AXL and MET interact with the immune components of the tumor microenvironment and promote tumorigenesis and treatment resistance. In addition, AXL was found to play a potential role in the development of a protumorigenic neutrophil phenotype in HCC. Combined inhibition of MET and programmed cell death protein resulted in additive reduction of HCC cell growth. Key Messages: AXL and MET play key roles in HCC progression, treatment resistance, and immunomodulation. Continued development of drugs that target these receptor tyrosine kinases appears likely to represent a useful strategy to improve outcomes for patients with HCC.
Introduction
Hepatocellular carcinoma (HCC) is the sixth most commonly diagnosed cancer in the world [1]. Many patients present with advanced disease [2], for which the prognosis is poor [1]. Approximately 80% of HCC cases occur in patients with liver cirrhosis [2]. An accumulation of somatic genomic and epigenomic alterations, a few of which are associated with key signaling pathways, may drive the development of HCC [2].
A number of multikinase inhibitors (MKIs), among them sorafenib, regorafenib, and cabozantinib, have been shown to improve survival in patients with HCC compared with placebo [1, 3]. Sorafenib was the first approved treatment for HCC and remains one of the commonly used first-line therapies. The effects of sorafenib on tumor response, however, were modest in pivotal clinical trials, with partial response rates of 2–3% and disease control rates of 35–43% [4, 5]. The majority of patients with HCC who receive first-line sorafenib still progress, often acquiring resistance to treatment within 3–6 months [6].
Receptor tyrosine kinases (RTKs) are key regulators of cell growth, proliferation, migration, and angiogenesis [7]. Dysregulation of RTKs, through functional mutations or overexpression, can disrupt these natural cellular processes and contribute to tumorigenesis [7, 8]. A wide range of RTKs are also expressed on immune cells, including vascular endothelial growth factor receptor (VEGFR), mesenchymal-to-epithelial transition (MET), RET, recepteur d’origine nantais (RON), KIT, and the tumor-associated macrophage (TAM) RTKs, namely TYRO3, AXL, and MER proto-oncogene tyrosine kinase (MERTK) [9-12]. Any dysregulation of RTKs, therefore, has the potential not only to contribute to tumorigenesis but also to affect immune-mediated destruction of the tumor cells that develop.
Expression of RTKs can be influenced by the tumor microenvironment (TME), which has implications for cancer progression. For example, hypoxic conditions within the TME have been shown to increase AXL expression and promote metastasis via the transcription factor hypoxia-inducible factor [13, 14]. More generally, upregulation of RTK ligands in the TME, and the effects of this on RTK-expressing immune cells, can modulate immune system components [12, 15]. Such effects are typically immunosuppressive, inhibiting innate and adaptive immune-mediated destruction of cancer cells, and, thereby, supporting tumor progression and proliferation [15, 16]. Cabozantinib was recently shown to increase overall survival (OS) and progression-free survival (PFS) in patients with advanced HCC who had received previous treatment with sorafenib [3], leading to its approval in the USA and Europe for patients with HCC who have been previously treated with sorafenib [17, 18].
A characteristic of cabozantinib that distinguishes it from other MKIs approved for HCC is that it has inhibitory activity against both AXL and MET [19]. Aberrant signaling of both of these RTKs has been linked to tumor development, metastases (e.g., bone), and progression [20-22], and to sorafenib resistance in patients with HCC [23, 24]. In addition, members of the TAM receptor family, which includes AXL, are key regulators of innate immune-system activity against tumors [15]. There is therefore significant interest in the therapeutic targeting of AXL and MET in terms of their potential implications for HCC progression, treatment resistance, and immunomodulation. This review considers the literature elucidating the role of AXL and MET in HCC progression, treatment resistance, and immunomodulation.
Methods
A systematic search of the PubMed database was conducted on November 16, 2020, to identify English language, original research articles reporting empirical data from in vitro or in vivo models of HCC evaluating the effects of modulation of AXL or MET signaling on tumorigenic properties (see online suppl. methods for the full search string; for all online suppl. material, see www.karger.com/doi/10.1159/000520501). All publications were de-duplicated and unique articles screened for eligibility. Publications were initially screened by title/abstract, with those deemed potentially relevant then undergoing full-text screening. Articles were not limited by publication type, date, or study design. Additional records were identified based on the authors’ knowledge and hand searching the reference lists of key publications. The final list of eligible articles was reviewed and approved by the full author group before data extraction. Data were extracted in duplicate. No risk of bias assessment was conducted for the included studies. Targeted searches of recent and ongoing clinical trials of AXL and MET inhibitors in HCC were also conducted on June 26, 2020 (online suppl. methods), to support discussion of the literature-review findings in the context of investigational therapies for HCC (Table 2).
Search Results
Of 174 abstracts screened, 69 were deemed relevant and were included in this review. In total, 51 articles were excluded based on screening of the title/abstract, and 90 were excluded based on full-text screening (online suppl. Fig. 1). Of the included articles, 25 provided data on the implications of AXL or MET signaling modulation on tumor progression (n = 17), treatment resistance (n = 7), and immunomodulation (n = 3); these key studies are summarized in detail in Table 1.
AXL in the Regulation of HCC Progression
Most HCC cases occur in patients with liver cirrhosis caused by infection with hepatitis B or C, nonalcoholic steatohepatitis, excessive alcohol use, or metabolic disorders [25]. Chronic inflammation caused by these conditions leads to changes in the extracellular matrix that promote liver fibrosis and tumorigenesis [26]. Increased levels of soluble AXL in serum have been identified as a biomarker for cirrhosis, fibrosis, and early HCC [27, 28]. In addition, elevated AXL expression in tumor samples from cohorts of patients with HCC has been associated with cirrhosis, microvascular invasion, increased tumor size and number, advanced tumor stage, and higher mortality and rate of recurrence [29, 30]. AXL expression is, therefore, highly correlated with HCC progression and outcomes. Several studies have explored the effects of targeted manipulation of AXL signaling on HCC cell properties (Table 1) and associated downstream molecular pathways (Fig. 1).
AXL- (a) and MET-regulated pathways (b) and phenotypic effects in HCC. Numbers in square brackets are references. Superscript letters refer to HCC cell lines used to obtain data (see KEY). Continuous (nondashed) lines indicate experimentally confirmed interactions, while dashed lines indicate correlated effects. All effects depicted were a result of AXL or MET simulation and/or activation and are classified as being most relevant to progression (black text), sorafenib resistance (red text), or immunomodulation (green text). AKT, protein kinase B; CXCL5, C-X-C motif chemokine 5; CYR61, cysteine-rich angiogenic inducer 61; EGR1, early growth response protein 1; ERK, extracellular signal-regulated kinases; F-FDG, fluorodeoxyglucose; GAS6, growth arrest-specific 6; GSK3B, glycogen synthase kinase 3 beta; HGF, hepatic growth factor; JNK, c-JUN N-ter-minal kinase; MAPK, mitogen-activated protein kinase; MET, mesenchymal-to-epi-thelial transition; MMP9, matrix metalloproteinase 9; PAK1, p21-activated kinase 1; PAI1, plasminogen-activator inhibitor-1; PD-L1, programmed death ligand 1; PI3K, phosphatidylinositol-3-kinase; Smad3L, Smad3 linker; soraf., sorafenib; TGF-β, transforming growth factor beta; TRAF6, tumor necrosis factor receptor-associated factor 6.
AXL- (a) and MET-regulated pathways (b) and phenotypic effects in HCC. Numbers in square brackets are references. Superscript letters refer to HCC cell lines used to obtain data (see KEY). Continuous (nondashed) lines indicate experimentally confirmed interactions, while dashed lines indicate correlated effects. All effects depicted were a result of AXL or MET simulation and/or activation and are classified as being most relevant to progression (black text), sorafenib resistance (red text), or immunomodulation (green text). AKT, protein kinase B; CXCL5, C-X-C motif chemokine 5; CYR61, cysteine-rich angiogenic inducer 61; EGR1, early growth response protein 1; ERK, extracellular signal-regulated kinases; F-FDG, fluorodeoxyglucose; GAS6, growth arrest-specific 6; GSK3B, glycogen synthase kinase 3 beta; HGF, hepatic growth factor; JNK, c-JUN N-ter-minal kinase; MAPK, mitogen-activated protein kinase; MET, mesenchymal-to-epi-thelial transition; MMP9, matrix metalloproteinase 9; PAK1, p21-activated kinase 1; PAI1, plasminogen-activator inhibitor-1; PD-L1, programmed death ligand 1; PI3K, phosphatidylinositol-3-kinase; Smad3L, Smad3 linker; soraf., sorafenib; TGF-β, transforming growth factor beta; TRAF6, tumor necrosis factor receptor-associated factor 6.
AXL and TGF-β Signaling
Transforming growth factor (TGF)-β is a profibrogenic cytokine that is activated and released from various cell types during acute and chronic liver damage [31] and is thought to play a key role in the progression of liver cirrhosis to HCC [32]. However, the role of TGF-β in HCC is biphasic: it exhibits antioncogenic activities in normal hepatocytes to suppress HCC development, while also triggering pro-oncogenic activities at later stages of HCC [33, 34]. Antioncogenic processes regulated by TGF-β include inhibition of cell-cycle progression, induction of apoptosis, and maintenance of tissue architecture [34], while pro-oncogenic processes include disruption of cell adhesion, induction of migration and invasion, immune suppression, and angiogenesis [34]. TGF-β also regulates the epithelial-to-mesenchymal transition (EMT) of malignant hepatocytes [35], which is associated with enhanced migration and increased local HCC cell invasion and intrahepatic metastasis [36].
Studies have shown that AXL plays a key role in regulating the switching of TGF-β signaling from an anti- to a pro-oncogenic target gene regulator. In the recent study by Reichl et al. [37], AXL was found to be upregulated in EMT-transformed mesenchymal HCC cells compared with in epithelial HCC cells. Furthermore, knockdown of AXL inhibited invasion and trans-endothelial migration of mesenchymal HCC cells, while overexpression of AXL or stimulation with its ligand, growth arrest-specific 6 (GAS6), increased these effects (Table 1) [37]. In poorly migrating epithelial HCC cells that lack AXL expression, overexpression of AXL increased tumor growth and enhanced metastatic nodule formation in xenograft mice [37]. AXL knockdown was also strongly associated with increased susceptibility of mesenchymal HCC cells to TGF-β-induced cell death, while stimulation of AXL with its ligand GAS6 increased the expression of prometastatic TGF-β target genes and enhanced TGF-β1 secretion. These effects were dependent on aberrant phosphorylation of the Smad3 linker (Smad3L) region by AXL, 14-3-3ζ, and c-JUN N-terminal kinase (JNK) signaling (Fig. 1). These findings imply a role for enhanced AXL activity in mediating resistance to antioncogenic processes promoted by TGF-β [37]. Consistent with these data, high AXL and 14-3-3ζ expression in samples from patients with HCC correlated with elevated vessel invasion, higher risk of tumor recurrence after liver transplantation, and shorter survival times [37].
Another study assessed the effects of duration of TGF-β exposure on the mesenchymal-like HCC cell functions mediated by the TGF-β signaling pathway. Similar reductions in migration behavior of approximately 22% were observed in the mesenchymal-like HCC cell lines SNU-449 and HLF after short-term (24-h) incubation with TGF-β, while long-term incubation (>10 days) with TGF-β increased migration by 50% in HLF cells and decreased migration by 50% in SNU-449 cells. In patients with HCC, the synergy of TGF-β and AXL was found to induce C-X-C motif chemokine 5 (CXCL5) signaling, which resulted in neutrophil infiltration in HCC tissue (see section on Immunomodulation by AXL and MET in HCC for more details) [38].
AXL Regulation of PI3K/AKT and ERK/MAPK Pathways
In a recent study by Pinato et al. [24], AXL overexpression was observed in 13 of 28 immortalized HCC cell lines and was correlated with known markers of EMT, specifically Vimentin, the EMT marker-protein Slug, and E-cadherin. The correlation of AXL overexpression with markers of EMT was further confirmed in several cancer-cell databases, as well as by the Western blot analysis of the 2 cell lines (SK-HEP-1 and SNU-449) with the highest level of AXL expression [24]. AXL was also found to be overexpressed in liver samples from patients with primary and metastatic HCC compared with those who had cirrhotic or normal livers [24]. Inhibition of AXL in the mesenchymal, AXL-overexpressing cell line SK-HEP-1 was found to inhibit growth and to induce changes consistent with engagement of apoptosis, reduced metabolism, and disruption of colony formation (Table 1) [24]. Examination of the effects of AXL inhibition on the phosphatidylinositol-3-kinase (PI3K)/protein kinase B (AKT) pathway in this cell line revealed dose-dependent dephosphorylation of AKT, but no effect on the extracellular signal-regulated kinase (ERK)/mitogen-activated protein kinase (MAPK) pathway [24]. GAS6/AXL activation of PI3K/AKT (but not ERK/MAPK) signaling was also observed by Reichl et al. [37], albeit via different phosphorylation sites (Fig. 1).
AXL has also been shown to activate the PI3K/AKT pathway to stimulate p21-activated kinase-1 (PAK1) activity and cell invasion in HCC cells [39]. Investigation of this pathway identified increased AXL expression in MHCC97-H cells, which have a higher metastatic potential than MHCC97-C cells [39]. Downregulation of AXL in MHCC97-H cells was found to inhibit the PI3K/AKT-PAK1 pathway and the invasion ability of these cells in vitro, as well as the tumor formation in vivo (Table 1) [39]. The same study also found that AXL expression correlated with differentiation, lymph node metastasis, and clinical stage in patients with HCC [39].
In another study, the invasion-promoting activity of HA22T cells, which have intrinsically high AXL activity, was found to be stimulated by GAS6 (Table 1), and this activity was dependent on ERK/MAPK upregulation of Slug (Fig. 1) [40]. GAS6 also activated the PI3K/AKT pathway, but this was not required for Slug upregulation [40]. Taken together, current evidence indicates that AXL regulates mechanisms of HCC progression via both PI3K/AKT and ERK/MAPK signaling, although their relative importance and mode of activation appear to vary, possibly reflecting methodological differences in the studies, such as the use of different HCC cell lines (Fig. 1) [40].
AXL Regulation of CYR61
CCN proteins, including cysteine-rich angiogenic inducer 61 (CYR61), have been proposed as core regulatory proteins in the TME [41]. CYR61, which encodes an extracellular matrix protein also secreted by hepatic stellate cells, has been implicated in HCC progression [42]. In the mouse HCC cell line Hca-F, which has high metastatic potential, downregulation of AXL expression has been shown to attenuate proliferation, migration, and invasion in vitro, and to inhibit metastasis to peripheral lymph nodes in vivo (Table 1) [43]. Stimulation of AXL by GAS6 in this cell line was predominantly associated with reduced levels of CYR61 [43]. The effect of AXL on CYR61 was also highlighted by Lechertier et al. [44] who demonstrated that the GAS6-AXL-AKT pathway controls CYR61.
MET in the Regulation of HCC Progression
Hepatocyte growth factor (HGF) is a key regulator of cell growth and migration; the transmembrane protein, MET, acts as the HGF receptor [45]. DNA extracted from surgically resected human HCC has demonstrated the amplification of MET compared with normal reference DNA (magnitude 3.8) [46]. Assays in HCC cell lines have shown that VEGF signaling inhibition leads to hypoxia, hypoxia-inducible factor-1a nuclear accumulation, and elevated total MET expression [47]. Activation of the HGF/MET pathway has been shown to promote cell migration and invasion in HCC cells [48]. The finding that MET protein expression is increased in the cytoplasm of HCC cells of the highest histological grade compared with those of a lower grade or normal liver tissue indicates that it may be a late event in hepatocarcinogenesis [49]. Furthermore, one recent study describes an increase in HGF immediately following liver resection, suggesting that HGF is a key factor in postsurgical changes to the TME [50].
MET Regulation of PI3K/AKT, PLCγ/DAG/PKC, and MAPK/ERK Signaling
Following MET activation, different tyrosine residues are phosphorylated, leading to the activation of the PI3K/AKT and PLCγ/DAG/PKC signaling pathways in mouse hepatoma ascites cell lines (Hca-P, low metastatic potential, and Hca-F, high metastatic potential). PI3K/AKT signaling pathway activity was greater in cells with low metastatic potential than those with high metastatic potential; furthermore, HGF modulated cell motility and migration through the PI3K/AKT pathway in cells with low metastatic potential. Conversely, PLCγ/DAG/PKC activity was greater in cells with high metastatic potential than those with low metastatic potential; furthermore, HGF was shown to modulate cell motility and migration through the PLCγ/DAG/PKC pathway in cells with high metastatic potential [45].
Several studies have demonstrated that downregulation of MET results in downregulation of the downstream targets. When investigating gangliosides in murine hepatoma cells, downregulation of the tyrosine phosphorylation of MET was accompanied by downregulation of the PI3K/AKT signaling pathway and modulation of cell migration in mouse hepatic cell cancer lines (Hca/16A3; high ganglioside GM3 expression) [51]. In addition, cells with decreased MET expression (MET knockdown cell line MHCC97-H MET KD) had significantly decreased the expression of the downstream targets phospho-AKT and phospho-ERK compared with control cells (MET + cell line MHCC97-H) [52]. A more recent investigation into MET-induced transition to a hybrid epithelial/mesenchymal phenotype (a fluidic state between the 2 phenotypes, which may be important in tumor metastasis) in HCC cells demonstrated a decrease in downstream AKT, MAPK, and STAT3 signaling pathways when MET was suppressed [53].
Conversely, transient overexpression of MET in human HCC cells (SNU475 and PLC/PRF/5, both with low MET expression) resulted in increased phospho-MET and phospho-ERK1/2 expression; in addition, keratin 19 expression was increased at the mRNA and protein levels [54]. Furthermore, a recent study in HCC cells with high MET expression (MHCC97-L) showed that treatment with HGF increased the phosphorylation of MET and downstream mediators AKT and ERK, suggesting that HGF/MET activates the downstream pathways PI3K/AKT and the MAPK/ERK in these cells [55].
Other studies have investigated MET and AKT signaling in further downstream pathways. One study suggested that MET and PI3K/AKT signaling regulates CD44s (standard form) to promote a mesenchymal and tumor-initiating stem-like cells phenotype in human HCC cells (MHCC97-H) [56]. In addition, an in vivo study demonstrated that development of HCC tumors was rapidly induced in mice that coactivated both MET and AKT. These tumors exhibited activation of the AKT/mTOR and Ras/MAPK cascades [57].
MET and β-Catenin Signaling
Mutations in the gene for β-catenin (which plays a role in the Wnt signaling pathway) have been detected in 20–40% of patients with HCC [58]. In an in vivo investigation based on hepatocyte-specific β-catenin knockout mice, the β-catenin-deficient livers exhibited tumor-promoting stromal changes that exacerbated HCC development driven by a mutated version of β-catenin in cooperation with MET [58].
MET Regulation of MLL/ETS2
Mixed-lineage leukemia (MLL) is an epigenetic transcriptional regulator that has been identified as an important factor in cell fate, stem cell, and cell cycle decisions [59]. Takeda et al. [59] investigated the downstream signaling pathway MLL-ETS2 in murine models of HCC. They found that mice with noncleavable mutations in endogenous MLL demonstrated impaired outgrowth of the cranial nerve XII (a process regulated by HGF/MET). They also observed that HGF/MET induced the activity of MLL and ETS2, which directly activated transcription of MMP1 and MMP3 (involved in HCC cell invasion) [59].
MET Regulation of VEGF
Inhibition of MET in xenograft liver tumor models of mouse fibroblast cells (NIH3T3), which express activating MET-mutated variants (M1268T and Y1248H; constitutive kinase activity), resulted in a reduction in VEGF levels in the NIH3T3 containing the M1268T variation, but not the Y1248H variation. Inhibition of MET also revealed antitumor activity and a reduction in microvessel density in M1268T-derived intrahepatic tumors [60].
AXL and MET in Sorafenib Resistance
Recent investigation, by Pinato et al. [24], of sorafenib-resistant clones derived from Huh7 (Huh7-soR; predominantly epithelial and AXL-negative) and SK-HEP-1 (SK-HEP-SR; predominantly mesenchymal and AXL-overexpressing) HCC cells (generated by growing in increasing concentrations of sorafenib up to 10 μM, with surviving cells maintained at 6 μM after 6 months) revealed increased migration and invasion capacity compared with their sorafenib-naive counterparts. Antibody arrays showed increased phosphorylation of several RTKs in both sorafenib-resistant cell lines, including AXL in the SK-HEP-SR cells [24]. Both sorafenib-resistant cell lines demonstrated increased phosphorylation of AKT, SRC, and EHP receptor B4 (EPHB4) compared with their sorafenib-naive equivalents [24]. Expression analysis showed significant increases in AXL and MET phosphorylation in sorafenib-resistant SK-HEP-1-SR cells, while various EMT marker proteins had increased expression in sorafenib-resistant Huh7-soR cells [24]. AXL inhibition in sorafenib-resistant SK-HEP-1-SR cells was found to modulate cell motility and invasion, and to increase sensitivity to sorafenib-mediated apoptosis and antiproliferative effects (Table 1) [24]. Activation of AXL has also been observed with development of resistance to sorafenib (defined by a lack of tumor suppression effect with sorafenib after 2 rounds of treatment) in HCC cells in at least one other recent study [61].
Firtina Karagonlar et al. [23] investigated the potential role of HGF/MET signaling in resistance to sorafenib using sorafenib-resistant clones (obtained by exposing cell lines to increasing concentrations of sorafenib, becoming “sorafenib resistant” over 3–5 months) derived from the HCC cell lines Mahlavu (Mahlavu-soR; predominantly mesenchymal and MET-positive) and Huh7 (Huh7-soR; predominantly epithelial and MET-negative). Similar to the Pinato et al. [24] study, sorafenib-resistant HCC cells displayed increased migration and invasion abilities versus their sorafenib-naive counterparts, and sorafenib-resistant Huh7-soR cells had increased markers of EMT [23]. However, in contrast to the sorafenib-resistant mesenchymal cell line (SK-HEP-1-SR) used by Pinato et al. [24], in which EMT markers were not altered, markers of EMT were further increased in sorafenib-resistant Mahlavu-soR cells [23]. Both sorafenib-resistant cell lines had higher HGF expression and secretion, and sorafenib-mediated cell death could be attenuated in the parental, sorafenib-naive versions of these cell lines by incubation with HGF [23]. In addition, both sorafenib-resistant cell lines had drastically elevated MET phosphorylation (in contrast with the findings from reference [24]), and MET inhibition partially reversed the increases in migration and invasion associated with sorafenib resistance (Table 1) [23]. Upregulated phosphorylation of AKT and ERK, and decreased expression of early growth response protein 1 (EGR1) and matrix metalloproteinase 9 (MMP9) were observed in parallel with MET activation in both sorafenib-resistant cell lines and these effects were abrogated by MET inhibition (Fig. 1) [23].
MET and the downstream AKT pathway are involved in sorafenib resistance in HCC cells. Cell viability assays demonstrated that suppression of the MET-AKT pathways using long noncoding RNA nuclear-enriched abundant transcript 1 (NEAT1) can overcome sorafenib resistance (no definition of sorafenib resistance was published) [62]. Another study used immunohistochemistry and immunoblotting to demonstrate that sorafenib-resistant Huh7 and HepG2 HCC cells (sorafenib-resistant cells were “established previously,” resuscitated, incubated with sorafenib, and continuously cultured in the presence of sorafenib) express higher levels of HGF than parental cells [63]. Exposure to sorafenib resulted in upregulation of phosphorylated MET, AKT, and ERK in sorafenib-resistant and parental HCC cells, with similar results seen with MHCC-7721 and MHCC-3M cells [63].
An in vitro binding assay demonstrated direct binding of angiopoietin-like protein 1 (ANGPTL1) to MET, and inhibition of MET phosphorylation by competing with HGF. ANGPTL1 binding to MET blocked downstream pathways, including AKT/ERK, and prevent sorafenib resistance (cells were treated with increasing doses of sorafenib and the resulting sorafenib-resistant cells were maintained in culture medium containing sorafenib) [64].
Though more related to HCC progression than to the development of sorafenib resistance, it should be noted that another study also found that MET stimulation with HGF in SK-HEP-1 and HepG2 cells enhanced their migration and invasion capacity and that these MET-stimulated effects were inhibited with cabozantinib treatment (Table 1) [65]. In addition, cabozantinib decreased angiogenesis, inhibited proliferation, and promoted apoptosis to a greater extent in a MET phosphorylation-positive HCC xenograft model than in a MET phosphorylation-negative HCC xenograft model, suggesting that at least some of the observed effects of this MKI were due to inhibition of MET [65]. Following on from this work, the same group found that treatment with sorafenib alone inhibited phosphorylation of AKT and ERK1/2 in HCC cells (HepG2 and Huh7), and combination treatment with sorafenib and HGF led to activation of MET and downstream AKT and MAPK [66].
Consistent with the evidence that altered MET signaling plays a significant role in sorafenib resistance, high levels of phosphorylated MET in resected liver specimens from patients with HCC have been associated with resistance to adjuvant sorafenib therapy. For example, in the study by Pinato et al. [24], higher baseline serum levels of soluble AXL in patients with HCC were found to be associated with higher rates of sorafenib discontinuation due to disease progression, and with reduced OS. Furthermore, in a study by Xiang et al. [65], 7 of 12 patients (58.3%) with sorafenib-resistant HCC were found to have high levels of phosphorylated MET compared with 1 of 17 patients (5.9%) with sorafenib-sensitive HCC.
In summary, both MET and AXL are key regulators of sorafenib resistance in HCC. Importantly, however, even in the same HCC cell lines (e.g., Huh7), variation may exist in the pathways that are activated to achieve resistance.
Immunomodulation by AXL and MET in HCC
TAMs are abundant in the TME, where they exist in 2 distinct phenotypic forms, referred to as M1 and M2 [67]. M2 macrophages promote HCC cell proliferation, migration, and colony formation and are generally considered to be protumorigenic, while M1 macrophages do not promote these characteristics and are generally considered to be antitumorigenic [67, 68]. TAM receptors such as AXL promote macrophage switching from the antitumorigenic M1 phenotype to the protumorigenic M2 phenotype [67]. Increased M2 macrophage numbers due to AXL overexpression may play a role in mediating sorafenib resistance in HCC. Specifically, M2 macrophages have been shown to promote HCC resistance to sorafenib via secretion of HGF (Table 1), leading to activation of HGF/MET signaling and its downstream effectors ERK/MAPK and PI3K/AKT (Fig. 1) [68]. In addition, HGF was found to attract M2 macrophages, which were also found to be associated with sorafenib-resistant (vs. nonresistant) tumors in mice, providing a potential positive-feedback mechanism for acquired resistance [68]. This may be further compounded by the enhanced HGF secretion observed in some sorafenib-resistant HCC cell lines (Fig. 1) [23]. Taken together, these data indicate the potential for interaction of AXL and MET via TME immune components to promote tumorigenesis and treatment resistance in HCC.
AXL may also regulate neutrophil-mediated, tumor-promoting effects. In patients with HCC, neutrophil infiltration can be mediated by CXCL5 and is an indicator of poor prognosis [69, 70]. Transcriptome profiling in mesenchymal-like HCC cell lines revealed significant changes in expression of CXCL5 with long-term TGF-β treatment, with expression being increased in HLF cells and decreased in SNU-449 cells [38]. Further analysis revealed that TGF-β-mediated secretion of CXCL5 was dependent on AXL (Table 1; Fig. 1) [38]. CXCL5 was also found to be expressed exclusively in patients with TGF-β-positive HCC, in whom high levels of AXL and CXCL5 were correlated with advanced disease and shorter OS [38]. Long-term incubation of HCC cells with TGF-β has been shown to induce the recruitment of neutrophils via CXCL5 in an AXL/TGF-β-dependent manner (Fig. 1) [38]. In addition, recruitment of neutrophils into liver tissue in patients with HCC in this study was associated with high levels of AXL and CXCL5 [38]. Neutrophils can have protumorigenic (N2 phenotype) or antitumorigenic (N1 phenotype) effects depending on the TME [71, 72]. Interestingly, cytokines such as TGF-β, for which secretion may be enhanced with AXL stimulation [37], can shift neutrophils toward a protumorigenic N2 phenotype [73]. AXL may, therefore, play a role in both neutrophil recruitment and induction toward a protumorigenic neutrophil phenotype in HCC.
Perhaps of most interest from the perspective of future approaches to HCC treatment is that increased MET activation has been found to reduce expression of the immune checkpoint protein ligand “programmed death ligand 1” (PD-L1) in liver cancer cell lines [74]. Conversely, specific inhibition of MET with capmatinib and tivantinib was found to increase PD-L1 expression and to inactivate cocultured T cells, as well as to decrease the antitumor activity of T cells in mice (Table 1) [74]. When MET inhibition was combined with programmed cell death protein (PD-1) inhibition in mice, there was an additive reduction in HCC cell growth [74], suggesting the potential for synergistic anti-HCC effects with the combination of MET and immune checkpoint inhibition.
Discussion
The role of AXL in HCC has been investigated in numerous HCC models, predominantly in relation to disease progression (Fig. 1). Available literature supports a key role for AXL overactivation in increased HCC cell growth and metabolism, enhanced colony-forming ability, increased invasion and migration capacity, and resistance to TGF-β-induced cell death. Studies in sorafenib-naive HCC cells reveal AXL signaling via phosphorylation of PI3K/AKT, ERK/MAPK, JNK, and PAK1. AXL stimulation has also been shown to increase the expression of TGF-β target proteins (PAL1, MMP9, and Snail) and the transcription factor Slug, and to decrease the expression of CYR61 (Fig. 1). Increased invasion capacity due to AXL stimulation in HA22T cells was dependent on upregulation of Slug via ERK/MAPK signaling.
Signaling by MET in HCC cells has been investigated in relation to both disease progression and sorafenib resistance (Fig. 1). In terms of disease progression, recently published literature supports the role of MET in modulating HCC cell motility and migration, metastases, invasion, and angiogenesis. MET activation was found to partially restore sorafenib-inhibited PI3/AKT and ERK/MAPK signaling (Fig. 1). Stimulation of MET has been shown to increase resistance to sorafenib in sorafenib-naive HCC cells, while MET inhibition has been shown to reduce the tumorigenic properties of sorafenib-resistant HCC cells. Sorafenib-resistant HCC cells also overexpress HGF, which simulates MET and may attract HGF-secreting M2 macrophages to further increase MET activation and provide a feedback-back mechanism for acquired resistance. Signaling via the PI3/AKT and ERK/MAPK pathways was abrogated by MET inhibition in sorafenib-resistant cells and was associated with downregulation of EGR1 and MMP9. These findings are consistent with clinical trial data for cabozantinib, a potent MET inhibitor, that show improved OS and PFS in patients with HCC who have received prior sorafenib treatment [3, 75]. However, studies also show that AXL inhibition increases sorafenib susceptibility in sorafenib-naive and sorafenib-resistant HCC cells and reduces protumorigenic properties (proliferation, metastatic capacity, and resistance to cell death) in sorafenib-resistant HCC cells. Further, cabozantinib also has potent inhibitory activity against AXL, suggesting that its efficacy against sorafenib-resistant HCC cells may be due to its MKI activity, rather than inhibition of a single RTK receptor.
In addition to contributing to HCC progression and resistance phenotypes, studies in various non-HCC cancers indicate that AXL signaling in the TME has a suppressive effect on both adaptive and innate immune system responses to tumor cells [76-80]. Conversely, prevention of AXL signaling may make the TME more immunopermissive, favoring tumor destruction [76-80]. A key exception appears to be PD-L1 expression, which is increased with AXL inhibition and acts to suppress adaptive immunity in the TME [76]. AXL and TAM inhibitors have displayed potent synergistic antitumor activity when used in combination with PD-1 checkpoint inhibitors in vivo [76, 79]. PD-1 checkpoint inhibitors may thus remove a key roadblock to achieving the full benefits of AXL inhibition in terms of immune-mediated destruction of tumor cells. MET inhibition has also been shown to increase PD-L1 expression, specifically in HCC cells, and to have synergistic antitumor activity with checkpoint inhibitors [74]. Increased PD-L1 expression in response to MET inhibition was dependent on dephosphorylation of glycogen synthase kinase 3 beta (GSK3B), leading to reduced degradation of PD-L1 by this molecule due to enhanced binding to tumor necrosis factor receptor-associated factor 6 (TRAF6). Based on the above findings, Slug, GSK3B, and TRAF6 may be potential targets of future drug development in HCC. Unfortunately, all other molecular changes downstream of AXL or MET manipulation described in these studies were merely associated with protumorigenic effects in HCC cells (Fig. 1). We only identified a few studies that investigated the effects of AXL or MET signaling on immunomodulation of the TME in HCC; additional HCC-specific studies are needed in this area to establish the relevance of these molecules to HCC pathology. Meanwhile, it is reassuring that the synergistic antitumor effects of AXL, MET, and immune checkpoint inhibition observed in HCC studies mirror those observed in preclinical studies of cabozantinib combined with immune checkpoint inhibitors in prostate cancer and breast cancer [81, 82], and in castration-resistant prostate cancer, renal cell carcinoma, non-small cell lung cancer, urothelial carcinoma, and HCC (limited data) in clinical studies [83-88].
Preclinical studies in non-HCC cancers suggest that cabozantinib may exert some of its antitumor effects by enhancing immune responses to cancer cells [89, 90]. Some of these effects, such as increasing the ratio of immune permissive CD4 and CD8 cells to immune suppressive myeloid-derived repressor cells [89], seem to be consistent with effects also observed with AXL-specific inhibition [79]. Cabozantinib has also been shown to inhibit interleukin-4-stimulated M2-macrophage polarization [90], and TAM receptors are known to affect macrophage populations, promoting switching from the antitumorigenic M1 phenotype to the protumorigenic M2 phenotype [67].
Available information on the effects of cabozantinib on neutrophil recruitment appears inconsistent with the effects of AXL- or MET-specific inhibition. In mice with prostate cancer, eradication of cancer with cabozantinib was associated with enhanced release of neutrophil chemotactic factors and robust neutrophil infiltration [91]. In contrast, both AXL and MET inhibitors have been shown to decrease neutrophil recruitment in cancer cells [16, 38], and neutrophil infiltration in these studies was associated with poorer outcomes in patients with cancer [16, 38]. These apparent contradictions may be a consequence of simultaneous inhibition of multiple RTKs by cabozantinib (e.g., VEGFR2, KIT, RET, FLT3, TIE2, AXL, TYRO3, and MET) versus specific inhibition of AXL or MET. They may also be related to variation in the pathological factors that underlie different cancer types and their evolution over time. For example, TGF-β secretion is increased with AXL stimulation in HCC [37] and may shift neutrophils from an antitumorigenic N1 phenotype to a protumorigenic N2 phenotype [73]. Neutrophil infiltration may therefore have positive or negative effects depending on the associated TME. Indeed, MET inhibition has been shown to suppress the acquisition of immunosuppressive properties by neutrophils when recruited to T-cell-inflamed TMEs [16]. These data highlight the importance of using appropriate cancer-type-specific models, and of using targeted inhibition of specific pathways, for the preclinical elucidation of clinically relevant cancer mechanisms.
A search of ClinicalTrials.gov conducted to identify recent and ongoing trials of AXL and/or MET inhibitors in patients with HCC found 26 investigational molecules (21 small molecule inhibitors and 5 monoclonal antibodies) targeting AXL (n = 3), MET (n = 20), or both (n = 3) (online suppl. Table 1). However, only a handful of these molecules (cabozantinib, APL-101, tepotinib, capmatinib [INC280], and sitravatinib) are being investigated in HCC populations (Table 2), and most of the related trials (11/17) are evaluations of cabozantinib. It should be noted that trials were only included if HCC was specifically referred to in the trial population, and so it is likely that some trials that include patients with HCC as part of broader cancer (e.g., solid tumor) populations were missed. Nevertheless, drugs targeting these receptors seem underrepresented in HCC trials.
The lack of MET inhibitors in ongoing clinical trials for HCC may be partly due to the recent failure of some MET-targeting molecules, such as tivantinib, in patients with high-MET-expression HCC following prior treatment with sorafenib [92]. However, recent evidence that increased PD-L1 expression with MET inhibition may stifle the benefits of this approach in HCC highlights the potential for combination approaches involving checkpoint inhibitors. Although not specifically investigated in HCC, evidence of increased PD-L1 expression with AXL inhibitors in other cancers portends similar possible benefits. This reasoning seems to be reflected in the fact that at least 4 MET and/or AXL inhibitors (sitravatinib, cabozantinib, APL-101, and capmatinib [INC280]) are being investigated in combination with checkpoint inhibition in trials of advanced HCC (Table 2). Preliminary reports from the CheckMate040 study of cabozantinib in combination with nivolumab with and without ipilimumab in patients with advanced HCC have shown clinically meaningful responses with an objective response rate of 17% with the double combination and 26% for the triple combination [88]. A recent press release described initial, positive results from the COSMIC-312 trial of cabozantinib in combination with atezolizumab versus sorafenib in patients with previously untreated advanced HCC. This study was designed to evaluate multiple primary endpoints, with both PFS and OS designated as 2 distinct primary endpoints. In the analysis of PFS, the combination of cabozantinib plus atezolizumab demonstrated a significant improvement relative to sorafenib (hazard ratio, 0.63; 99% confidence interval, 0.44–0.91; p = 0.0012). However, the prespecified interim analysis of OS did not reach statistical significance. Full results of COSMIC-312 are anticipated in early 2022 [93]. Interestingly, the importance of AXL and MET as HCC cell markers is also being recognized by exploration of these receptors in trials as targets for antibody-drug conjugate treatment and chimeric antigen receptor T-cell injection therapy (online suppl. Table 1).
Finally, it is worth noting that, despite the majority of available in vitro and in vivo evidence supporting a role for AXL signaling in HCC progression, no trials of molecules with inhibitory activity against AXL were identified that are being investigated in early HCC. This seems to be a gap in the current clinical trial landscape that is worthy of future exploration.
Conclusion
AXL and MET play key roles in HCC progression, treatment resistance, and immunomodulation, and the continued development of drugs that target these RTKs may be a useful strategy to improve outcomes for patients with HCC.
Acknowledgments
The authors thank Michael Molloy-Bland (PhD) of Oxford PharmaGenesis Ltd. for providing medical writing support, which was sponsored by Ipsen, Abingdon, UK, in accordance with Good Publication Practice 3 (GPP3) guidelines.
Statement of Ethics
An ethics statement is not applicable because this study is based exclusively on published literature.
Conflict of Interest Statement
Y.H.H. has received research grants from Gilead Sciences and Bristol Myers Squibb, and honoraria from Abbvie, Gilead Sciences, Bristol Myers Squibb, Ono Pharmaceutical, Merck Sharp & Dohme, Eisai, Eli Lilly, Ipsen, and Roche, and has served in an advisory role for Abbvie, Gilead Sciences, Bristol Myers Squibb, Ono Pharmaceutical, Eisai, Eli Lilly, Ipsen, Merck Sharp & Dohme, and Roche. C.H. has received research grants from Bristol Myers Squibb/Ono Pharmaceutical, Ipsen, and Roche, and fees from the following pharmaceutical companies: AstraZeneca, Bayer, Bristol Myers Squibb/Ono Pharmaceutical, Eisai, Eli Lilly, Ipsen, Merck Serono, MSD, Novartis, PharmaEngine, Roche, and TTY Biopharm. C.-H.H. has received a research grant from Merck Sharp & Dohme and Ipsen, and honoraria from Bristol Myers Squibb, Ono Pharmaceutical, Merck Sharp & Dohme, and Roche, and has served in an advisory role for Ono Pharmaceutical, Merck Sharp & Dohme, Eli Lilly, Roche, Genentech, Bristol Myers Squibb, and Merck Serono.
Funding Sources
The development of this manuscript and open access fee were funded by Ipsen. The sponsor was not involved in development of the content, selection, and interpretation of the included data, and overall conclusion of the review; the sponsor reviewed the article for scientific accuracy only.
Author Contributions
Yi-Hsiang Huang, Chih-Hung Hsu, Shi-Ming Lin, and Chiun Hsu devised the conceptual ideas and methodology, reviewed and edited the manuscript, involved in data visualization, and supervised the findings of the work.
Data Availability Statement
All data generated or analyzed during this study are included in this article and its online supplementary material files. Further enquiries can be directed to the corresponding author.
References
Additional information
All authors contributed equally and are joint first authors.