Background/Aims: Based on the theory of constitution in Traditional Chinese Medicine (TCM), the Chinese Han population has been classified into nine constitutions. Of these, Yang deficiency constitution mainly exhibit cold intolerance while Yin deficiency constitution mainly exhibit heat intolerance. Some studies have been carried out to explore the modern genetic and biological basis of such constitution classification, but more remains to be done. MicroRNA (miRNA) serves as post-transcriptional regulators of gene expression and may play a role in the classification process. Here, we examined miRNA expression profile of saliva to further improve the comprehensiveness of constitution classification. Methods: Saliva was collected from Chinese Han individuals with Yang deficiency, Yin deficiency and Balanced constitutions (n=5 each), and miRNA expression profile was determined using the Human miRNA OneArray®v7. Based on 1.5 Fold change, means log2|Ratio|≥0.585 and P-value< 0.05, differentially expressed miRNA was screened. Target genes were predicted using DIANA-TarBasev7.0 and analysis of KEGG pathway was carried out using DIANA-mirPathv.3. Results: We found that 81 and 98 differentially expressed miRNAs were screened in Yang deficiency and Yin deficiency constitution, respectively. Among them, 16 miRNAs were identical and the others were unique. In addition, the target genes that are regulated by the unique miRNAs were significantly enriched in 27 and 20 signaling pathways in Yang deficiency and Yin deficiency constitution, respectively. Thyroid hormone signaling pathway is present in both constitutions. These unique miRNAs that regulated target genes of thyroid hormone signaling pathway may be associated with cold intolerance or heat intolerance. Conclusion: The results of our study show that Yang deficiency and Yin deficiency constitutions exhibit systematic differences in miRNA expression profile. Moreover, the distinct characteristics of TCM constitution may be explained, in part, by differentially expressed miRNAs.

The orientation of modern medicine has been shifting from disease to health in recent years. The medical model characterized by prediction, prevention, personalization and participation has gained greater prominence [1]. Some research has explored the individual differences between healthy population and associated disease risks [2, 3]. However, it is not clear whether the normal healthy population, within a specific ethnic identity, can be classified into distinctive groups, where each group exhibits its own biological features and disease risks. Based on TCM theory, healthy individuals have been classified into distinctive groups. The term “constitution” was coined to refer to this unique entity. The TCM constitution is an objective and existential life phenomenon. It is a comprehensive and relatively stable trait that manifests in morphological and physiological function and mental state that is based on congenital inheritance and latter-day acquisition throughout an individual’s life [4]. “Constitution being separable”, “relationship between constitution and disease” and “constitution being recuperable” are the three key scientific problems raised in TCM constitution [5]. Of them, accurate and objective classification is crucial. There are nine constitutions in the Chinese Han population [4]. The Yang deficiency constitution is mainly characterized by cold intolerance while the Yin deficiency constitution is mainly characterized by heat intolerance [4]. A series of studies have been conducted to investigate the genetic and biological basis related to their differences. Yang deficiency constitution may be correlated to hypothalamic-pituitary-adrenal and hypothalamic-pituitary-thyroid axes, and also to disorders of the cyclic nucleotide and immune systems [6]. A study of metabonomics showed that Yang deficiency constitution exhibited disorders in energy, lipid, glucose and amino acid metabolism, as well as impaired organ function [7]. Single nucleotide polymorphisms (SNPs) in the PPARD, PPARG, and APM1 genes were shown to be associated with constitutions of both Yang deficiency and Yin deficiency [8]. A study using peripheral blood mononuclear cells (PBMCs) showed that expression profiling-based clustering of constitutional subjects largely overlaps with TCM classification and is consistent with the clinical observation that subjects with Yang deficiency tended towards obesity. Series-clustering analysis has also detected several key lipid metabolic genes to be down- and up-regulated in Yin deficiency and Yang deficiency constitution, respectively [9]. These studies have provided clues for the objective classification into either of these constitutions.

Previous studies on TCM constitution mainly used blood samples since it is thought that blood can represent the overall characteristics of the human body. However, the use of blood samples is sometimes problematic due to inconvenience, its invasive nature, and the risk of infection. Moreover, the concept of TCM constitution is a comprehensive one and the studies using blood samples may yield an incomplete picture. As a result, other samples such as saliva and urine could be used for more a convenient and compete exploration. Due to the number of molecular substances it contains, saliva could be a good reflection of the physiological and pathological conditions in the human body. Compared with other samples, collection of saliva is convenient, non-invasive, economical and not influenced by the menstrual cycle. For this reason, some studies have focused on using saliva to detect diseases and have showed some clinical benefits [10, 11]. Similarly, saliva could be used to improve the comprehensiveness of studies on TCM constitution.

miRNAs are endogenous, small, non-coding, single-stranded RNAs that serve as post-transcriptional regulators of gene expression [12]. By targeting the mRNAs of protein-coding genes, miRNAs play a critical role in a variety of biological and pathological processes [13-16]. As a result, using miRNAs as biomarkers have received widespread attention [17-19]. While most miRNAs are found intracellularly, a significant number have also been observed extracellularly in saliva, urine and breast milk [20-23]. These miRNAs are stable and show distinct expression profiles [24]. Earlier work by our team has constructed miRNA expression profile of PBMCs in phlegm dampness constitution and screened the differentially expressed miRNAs. Systematic difference in the miRNA expression has been used in the objective classification of constitutions. The amount and color of saliva in Yang deficiency and Yin deficiency constitutions are different according to clinical presentations [4]. Differential expressions of miRNAs may exist in the saliva and play a potential role in the classification of TCM constitution.

Subjects and Saliva Sample Collection

Subjects from the physical examination center of China-Japan Friendship Hospital and Hong Yi Tang of TCM were enrolled between September 2014 and December 2015. Individuals of balanced constitution (group P), Yang deficiency constitution (group Ya) and Yin deficiency constitution (group Yi) were chosen using a standardized questionnaire (Wang Qi’s Body Constitution Classification Questionnaire-Chinese version, ZYYXH/T 157-2009) (Table 1, Table 2). A total of 15 subjects were finally included, with 5 in each group. Subjects were Chinese Han individuals, aged 20-50 years old, from both genders. Three groups of subjects with no significant difference in age (F=0.126, P-value=0.882) and gender (P-value=0.5) were chosen (Table 3, Table 4). Fisher’s Exact Test was used for gender analysis due to the small group size. This research project was approved by the local ethics committee of Beijing University of Chinese Medicine (2012BZHYLL0301), and all subjects were informed and consented to this study.

Table 1.

Wang Qi’s Body Constitution Classification Questionnaire. Note: [No] Never happened in the past year. [Slightly] It happened occasionally in the past year. [Sometimes] It happened Sometimes, but no regular pattern. [Often] It happened most of the time in the past year. [All the time] It happened all the time in the past year

Wang Qi’s Body Constitution Classification Questionnaire. Note: [No] Never happened in the past year. [Slightly] It happened occasionally in the past year. [Sometimes] It happened Sometimes, but no regular pattern. [Often] It happened most of the time in the past year. [All the time] It happened all the time in the past year
Wang Qi’s Body Constitution Classification Questionnaire. Note: [No] Never happened in the past year. [Slightly] It happened occasionally in the past year. [Sometimes] It happened Sometimes, but no regular pattern. [Often] It happened most of the time in the past year. [All the time] It happened all the time in the past year
Table 2.

Diagnostic standards for Yang deficiency, Yin deficiency, and Balanced constitutions

Diagnostic standards for Yang deficiency, Yin deficiency, and Balanced constitutions
Diagnostic standards for Yang deficiency, Yin deficiency, and Balanced constitutions
Table 3.

Age composition of Yang deficiency, Yin deficiency, and Balanced constitutions

Age composition of Yang deficiency, Yin deficiency, and Balanced constitutions
Age composition of Yang deficiency, Yin deficiency, and Balanced constitutions
Table 4.

Gender composition of Yang deficiency, Yin deficiency, and Balanced constitutions. Note: Fisher’s Exact Test was used in Table 3. due to the small group size

Gender composition of Yang deficiency, Yin deficiency, and Balanced constitutions. Note: Fisher’s Exact Test was used in Table 3. due to the small group size
Gender composition of Yang deficiency, Yin deficiency, and Balanced constitutions. Note: Fisher’s Exact Test was used in Table 3. due to the small group size

Saliva samples of subjects were collected by buccal swabbing from the clean oral cavity of 15 subjects. The samples were frozen immediately in liquid nitrogen and stored at -80°C. Subjects were told to abstain from drinking, eating, smoking and exercising two hours prior to sample collection.

Extraction of Total Saliva RNA

Total-RNA extraction was performed with TRIzol (Invitrogen, Carlsbad, CA, USA) according to the manufacturer’s instructions. RNA sample quality was determined using NanoDrop®ND-1000 (Nanodrop, Thermo Scientific, MA, USA). To remove any genomic DNA contamination, the samples were treated with DNase (DNA-free kit, Ambion, Austin, TX, USA). All extracted RNAs passed the quality inspection.

miRNA Chip Analysis

The samples were then analyzed with Human miRNA OneArray®v7 (Phalanx Biotech Group, Hsinchu, China Taiwan). The microarrays are made of polydeoxynucleotide probes spotted onto a proprietary chemical layer coated on top of a 1“x3”standard format microarray glass slide. Each probe is spotted onto the array in a highly consistent manner using proprietary, non-contact spotting technology. Each microarray contains 2548 unique human miRNA probes and 124 experimental control probes. Each unique probe has 3 features, and probes contain 100% of Sanger miRBasev21 miRNA content. Targets were labeled using ULS miRNA Labeling Kit (Kreatech Diagnostics, Amsterdam, Netherlands). Hybridization process was completed using miRNA OneArray Hybridization Buffer v3 and miRNA OneArray Hybridization Buffer II. The miRNA chip was scanned by GenePix 4000B Microarray Scanner (Axon Instruments Inc, Union, CA, USA) and was then analyzed by GenePix 4.1 software.

miRNA target gene prediction

Target genes of differentially expressed miRNAs were predicted using DIANA-TarBasev7.0, which aims to provide, for the first time, hundreds of thousands of high-quality, manually, experimentally validated miRNA-gene interactions, enhanced with detailed meta-data [25].

Pathway analysis of related target genes

The combined effect of differentially expressed miRNAs on pathways was determined based on the related target genes using KEGG analysis of DIANA-mirPathv.3. The threshold of significance of pathways was defined by P-value and false discovery rate (FDR). The selection criterion of significant KEGG pathways was P-value< 0.01.

Cluster analysis and Principal Component Analysis

To investigate objective classification of Yang deficiency and Yin deficiency constitution, saliva from the 15 health subjects was collected, and miRNA expression profile was determined using the Human miRNA OneArray®v7. We carried out unsupervised clustering analysis using all expressed miRNAs to determine whether expression profile could be used to classify constitutional individuals. Samples were clustered into three distinct groups, largely consistent with the Yang deficiency, Yin deficiency and Balanced constitutions (Fig. 1A).

Fig. 1.

Classification of constitutional subjects based on miRNA-expression profiles. (A) Heatmap showing the hierarchical cluster analysis of miRNA-expression profiles in saliva obtained from the subjects with Yang deficiency or Yin deficiency or Balanced constitutions. The scale bar indicates the level of miRNA expression: red, high level of expression; green, low level of expression. (B) Principal component analysis (PCA) was conducted using the same miRNA set. Circles represent individual subjects, and colors within circles indicate the constitutional group: blue, Yin deficiency constitution; green, Yang deficiency constitution; red, Balanced constitution.

Fig. 1.

Classification of constitutional subjects based on miRNA-expression profiles. (A) Heatmap showing the hierarchical cluster analysis of miRNA-expression profiles in saliva obtained from the subjects with Yang deficiency or Yin deficiency or Balanced constitutions. The scale bar indicates the level of miRNA expression: red, high level of expression; green, low level of expression. (B) Principal component analysis (PCA) was conducted using the same miRNA set. Circles represent individual subjects, and colors within circles indicate the constitutional group: blue, Yin deficiency constitution; green, Yang deficiency constitution; red, Balanced constitution.

Close modal

Principal component analysis yielded similar results (Fig. 1B).This finding demonstrated that miRNA expression profile-based clustering of subjects largely overlapped with the TCM classification.

Differentially expressed miRNAs

The standardized questionnaire method for classifying the TCM constitution is subjective and cases of exaggeration or understatement of symptoms cannot be avoided. Thus, we selected the overlapping samples from standardized questionnaire judgment and miRNA expression clustering for a more accurate research. We excluded one sample in Balanced constitution, namely P-1(male, 36 years old). A total of 14 samples were included in the final analysis. Differentially expressed miRNAs were screen based on 1.5 Fold change, means log2|Ratio|≥0.585 and P-value< 0.05. A total of 81 specific miRNAs were screened in Yang deficiency constitution, out of which 33 were up-regulated (Fig. 2A) and 48 were down-regulated (Fig. 2B). Of these, hsa-miR-4443 was the most significantly up-regulated miRNA and hsa-miR-2681-3p was the most significantly down-regulated miRNA. A total of 98 specific miRNAs were screened in Yin deficiency constitution, out of which 35 were up-regulated (Fig. 2C) and 63 were down-regulated (Fig. 2D). Of these, hsa-miR-4455 was the most significantly up-regulated miRNA and hsa-miR-1343-3p was the most significantly down-regulated miRNA. The degree of differentially expressed miRNAs has been listed (Table 5, Table 6). Further comparative analysis found that 16 identical miRNAs existed in both Yang and Yin deficiency constitution, out of which 1 was up-regulated and 15 were down-regulated. As a result, 65 unique miRNAs were observed in Yang deficiency constitution and 82 unique miRNAs were observed in Yin deficiency constitution.

Table 5.

The degree of all differentially expressed miRNAs in Yang deficiency constitution compared to Balanced constitution

The degree of all differentially expressed miRNAs in Yang deficiency constitution compared to Balanced constitution
The degree of all differentially expressed miRNAs in Yang deficiency constitution compared to Balanced constitution
Table 6.

The degree of all differentially expressed miRNAs in Yin deficiency constitution compared to Balanced constitution

The degree of all differentially expressed miRNAs in Yin deficiency constitution compared to Balanced constitution
The degree of all differentially expressed miRNAs in Yin deficiency constitution compared to Balanced constitution
Fig. 2.

Cluster analysis of differential expression miRNAs in Yang/Yin deficiency constitutions. (A) Heatmap of 33 upregulated miRNAs among the Yang deficiency constitution compared to Balanced constitution. (B) Heatmap of 48 downregulated miRNAs among the Yang deficiency constitution compared to Balanced constitution. (C) Heatmap of 35 upregulated miRNAs among the Yin deficiency constitution compared to Balanced constitution. (D) Heatmap of 63 downregulated miRNAs among the Yin deficiency constitution compared to Balanced constitution. The scale bar indicates the level of miRNA expression: red, high level of expression; green, low level of expression.

Fig. 2.

Cluster analysis of differential expression miRNAs in Yang/Yin deficiency constitutions. (A) Heatmap of 33 upregulated miRNAs among the Yang deficiency constitution compared to Balanced constitution. (B) Heatmap of 48 downregulated miRNAs among the Yang deficiency constitution compared to Balanced constitution. (C) Heatmap of 35 upregulated miRNAs among the Yin deficiency constitution compared to Balanced constitution. (D) Heatmap of 63 downregulated miRNAs among the Yin deficiency constitution compared to Balanced constitution. The scale bar indicates the level of miRNA expression: red, high level of expression; green, low level of expression.

Close modal

Prediction of miRNA-regulated Target Genes

As a gene regulator, combinatorial regulation is an important feature for miRNA. Usually, a given miRNA has multiple different mRNA targets, and multiple miRNAs might target one gene [26]. In our study, using the DIANA-TarBasev7.0, miRNA-regulated target genes were predicted. A total of 11, 409 target genes were predicted by 81 differential miRNAs in Yang deficiency constitution and a total of 12, 151 target genes were predicted by 98 differential miRNAs in Yin deficiency constitution. Meanwhile, a total of 10, 314 target genes were predicted by 65 unique miRNAs in Yang deficiency constitution and a total of 11, 270 target genes were predicted by 82 unique miRNAs in Yin deficiency constitution. The target genes which showed significant differences (P<0.05 ) were selected.

Analysis of signaling pathways regulated by unique miRNAs

To further explore the characteristic biological functions of the differentially expressed unique miRNAs, signaling pathways (P < 0.01) were analyzed using DIANA-mirPathv.3 (Fig. 3). The pathway analysis between Yang deficiency constitution and Balanced constitution showed that the target genes regulated by the 65 unique miRNAs are involved in a total of 27signaling pathways (Fig. 3A). The analysis between Yin deficiency constitution and Balanced constitution showed that the target genes regulated by the 82 unique miRNAs are involved in a total of 20 significant pathways (Fig. 3B). These pathways were classified into functional groups according to KEGG pathway database. These functional groups were mainly distributed in human diseases, endocrine system, metabolism, nervous system, signal transduction. A total of 11 pathways, including thyroid hormone signaling pathway, oxytocin signaling pathway, proteoglycans in cancer, morphine addiction, lysine degradation, long-term depression, glutamatergic synapse, hippo signaling pathway, endocytosis, axon guidance, adrenergic signaling in cardiomyocytes, were enriched in both Yang deficiency and Yin deficiency constitution. The results show that these two constitutions may have similar abnormalities in some aspect, but the respective manifestations may be different. Among them, the abnormality of thyroid hormones may be related to both cold and heat intolerance. Thyroid hormones maintain the body’s functional activity and have a critical role in thermogenesis. Based on the critical role of thyroid hormone in thermogenesis and the role of miRNA, these unique miRNAs that regulated target genes of the thyroid hormone signaling pathway may lead to cold intolerance or heat intolerance. Further analysis of the regulatory networks could reveal the relationship between miRNAs and target genes in thyroid hormone signaling pathway. We found that hsa-miR-27b-3p, hsa-miR-27a-3p, hsa-miR-3121-3p regulate target genes in Yang deficiency constitution to a higher degree (Fig. S1A - For all supplemental material see www.karger. com/10.1159/000493769/). Meanwhile, hsa-miR-153-5p, hsa-miR-330-5p, hsa-miR-498, hsa-miR-302c-5p, hsa-miR-185-5p regulate target genes in Yin deficiency constitution to a higher degree (Fig. S1B).

Fig. 3.

Signaling pathways analysis based on target genes of unique miRNAs. (A) Enriched pathways based on target genes of 65 unique miRNAs of Yang deficiency compared to Balanced constitution. (B) Enriched pathways based on target genes of 82 unique miRNAs of Yin deficiency compared to Balanced constitution. The vertical axis is the pathway category and the horizontal axis is the -LogP of pathway, LogP is the logarithm of P-value, and P< 0.01 is considered significant.

Fig. 3.

Signaling pathways analysis based on target genes of unique miRNAs. (A) Enriched pathways based on target genes of 65 unique miRNAs of Yang deficiency compared to Balanced constitution. (B) Enriched pathways based on target genes of 82 unique miRNAs of Yin deficiency compared to Balanced constitution. The vertical axis is the pathway category and the horizontal axis is the -LogP of pathway, LogP is the logarithm of P-value, and P< 0.01 is considered significant.

Close modal

Based on TCM theory, there are nine constitutions in the Chinese Han population, namely, a balanced constitution and eight unbalanced constitutions [4]. Unbalanced constitutions include Qi deficiency, Yang or Yin deficiency, Phlegm-dampness, Damp-heat, Blood stasis, Qi stagnation, and Inherited special constitutions. These unbalanced constitutions are considered to be related to diseases or are the risk factors of diseases. As a result, the research on TCM constitution has important clinical significance in the prediction and prevention of diseases. However, the clinical roles of TCM constitution should be based on accurate and objective classification. As a class of regulatory, small, non-coding RNA, miRNAs can regulate post-transcriptional gene expression by pairing to complementary binding sites within the 3’untranslated region of hundreds of target mRNAs [27]. The role of miRNAs as key regulators of a wide variety of fundamental cellular processes is increasingly recognized in many aspects of biology and biomedicine [28]. miRNA regulation may be intricately related to distinctive features of TCM constitution and may contribute to its objective classification. However, few studies have been conducted in this field.

Yang deficiency and Yin deficiency constitution account for 9.04% and 8.27% of the distribution of nine constitutions, respectively [29]. They exhibit differences in biological features and disease risks. Our team has researched on the metabolomics and global gene expression profiles and found clues that contribute to the classification [7, 9]. We hope to enrich the evidence for objective classification from the level of post-transcriptional gene regulation through the analysis of miRNAs in saliva. In our study, miRNA expression profile of saliva was constructed and systematic difference in miRNA expression profile was exhibited by high-throughput gene chip technology. The systematic difference indicated that miRNAs play a potential role in the classification of these two constitutions. In addition, prediction of target genes regulated by differentially expressed unique miRNAs and enrichment analysis of signaling pathways were implemented to further explore the characteristic biological functions. The results show that the abnormalities in signal transduction, metabolism and the endocrine and nervous systems may exist in both Yang deficiency and Yin deficiency constitution. Multiple cancers could be related to Yang deficiency constitution, while cardiovascular diseases, infectious diseases and certain cancers could be related to Yin deficiency constitution. In the condition of health, these two constitutions have shown abnormalities in physiological function and susceptibility to disease.

Cold intolerance is the main characteristic of Yang deficiency constitution and heat intolerance is the main characteristic of Yin deficiency constitution [4]. The occurrence of cold intolerance or heat intolerance is a very complicated process in which abnormal thermogenesis may be a factor. Thyroid hormones have extensive physiological functions, one of which is to regulate thermogenesis, and that includes both obligatory and facultative thermogenesis [30, 31]. Therefore, thyroid hormone abnormalities may be associated with the main characteristics of Yang deficiency or Yin deficiency constitution. Previous studies have also provided some evidence. A study of endocrine function found that Yang deficiency constitution may be related to the hypo-function of hypothalamic-pituitary-thyroid axis [6]. Another study about molecular basis of cold intolerance in Yang deficiency constitution found that impaired thermogenesis could be related to the abnormal expression of thyroid hormone receptor beta (TRβ) in peripheral white blood cells [32]. In our study the thyroid hormone signaling pathway was significantly enriched in both Yang deficiency and Yin deficiency constitution and was affected by the target genes that were regulated by the unique miRNAs. These unique miRNAs were completely different in Yang deficiency and Yin deficiency constitution. Therefore, there was different effect on thyroid hormone signaling pathway and consequently, thyroid hormones. Based on the different effect, abnormality of thermogenesis may exist in these two constitutions, but different manifestation may be observed. Further research found that target genes ATP1B1, ATP1B2, ATP1B3, ATP1B4, ATP1A2, ATP1A3 and ATP1A4 exist in the thyroid hormone signaling pathway of Yang deficiency constitution. At the same time, the target genes ATP1B1, ATP1B2, ATP1B4, ATP1A2 and ATP1A3 exist in the thyroid hormone signaling pathway of Yin deficiency constitution. These target genes were all related to Na+/K+-ATPase. Thyroid hormone may promote thermogenesis by stimulating the activity and quantity of Na+/K+-ATPase [33]. Therefore, abnormal expression of these target genes may be more important for cold intolerance or heat intolerance. As a result, the differentially expressed unique miRNAs that regulate these target genes may be the main factors that result in cold intolerance or heat intolerance.

In conclusion, by analyzing the difference of miRNA expression profile of saliva, we found that miRNAs play a role in objective classification of Yang deficiency and Yin deficiency constitution. The findings may further explain the characteristics and susceptibility to diseases of these two constitutions. As a relatively small number of subjects, mainly from Beijing, were enrolled in the current study, further investigations involving larger cohorts comprised of different geographic regions and the other unbalanced constitutions are needed to confirm our findings.

This study was supported by the National Key Basic Research Program of China (973 Program; No. 2011 CB505400).

The authors declare no conflict of interests.

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Y. Chen and Y. Wu contributed equally to this work.

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