Abstract
Background: The past 3 decades have seen an unprecedented shift toward treatment de-escalation in surgical therapy of breast cancer. Summary: Radical mastectomy has been replaced by breast-conserving and oncoplastic approaches in most patients, and full axillary lymph node dissection by less radical staging procedures, such as sentinel lymph node biopsy and targeted axillary dissection. Further, attempts have been made to spare healthy tissue while increasing the probability of removing the tumor with clear margins, thus improving cosmetic results and minimizing the risk of local recurrence. In this context, modern probe-guided localization techniques have been introduced to guide surgical excision. This progress was accompanied by the development of targeted systemic therapies. At the same time, radiotherapy for breast cancer has undergone significant changes. The use of hypofractionation has decreased the typical length of a treatment course from 5–6 weeks to 1–3 weeks. Partial breast irradiation is now a valid option for de-escalation in patients with low-risk features. Axillary radiotherapy achieves similar recurrence rates and decreases the risk of lymphedema in patients with limited sentinel node involvement. Key Messages: Taken together, these advances are important steps toward individualization of locoregional management strategies. This highlights the importance of interdisciplinary approaches for de-escalation of locoregional therapies.
Introduction
Often, looking back toward where we came from gives us a clearer picture of what is to come. In the current era of overwhelming change in locoregional management of breast cancer – which is enabled, paralleled, and probably overshadowed by an unprecedented progress in the development of systemic therapies – one does not need to look far back in time to understand how much has changed up until now, and to get a glimpse of where we might be heading.
It is 85 years ago since Halsted’s radical mastectomy was challenged by Patey and Dyson’s less mutilating modified radical mastectomy, the latter of which is still used today. About 20 years later, Bernard Fisher formulated the hypothesis of breast cancer being a systemic disease, giving fuel to the NSABP B-04 trial initiated in 1971 and showing the oncological equivalence of radical mastectomy and total mastectomy. At the same time, national mammography screening programs initiated a significant stage shift and systemic therapy was rapidly improving, raising questions about the necessity and appropriateness of extensive and morbidity-fraught locoregional treatments.
One of the big game changers arrived in 1977, when the sentinel lymph node biopsy (SLNB) was first described. Even though it would take several decades to validate and implement it in clinical reality, it is still today one of the most important surgical tools we have. The last decades have seen a refinement of its use, ramifications of its indications in more detail than ever seen before, the addition of modern techniques such as the targeted lymph node biopsy, and even the first trials omitting it, and thus all axillary staging, entirely. At the same time, also the extent of breast surgery has been modified and individualized, and again, technical refinement has led to improved cosmetic results, a larger variety of reconstructive options both after mastectomy and after breast-conserving surgery, and reduced postoperative morbidity and recovery time. Radiotherapy has joined the development toward “less is more,” allowing more precise, versatile, and shorter treatments with less impact on patients’ return to their daily life. This narrative overview wishes to offer insights into specific areas of treatment optimization, individualization, and modernization, significantly increasing both the complexity and the abundance of choice in locoregional management, and possibly pointing toward future developments in breast cancer care.
Surgical Therapy of the Breast
Breast-conserving therapy is the standard procedure for removing the primary tumor from the breast and ensuring local control. Nowadays, it is used in 70–80% of all breast cancer patients [1‒3]. This is because this procedure offers the same oncological safety as mastectomy procedures in terms of overall survival (OS) and breast cancer-specific survival [4]. The ACOSOG Z11102 study was presented at SABCS 2022 and showed no increased local recurrence rate even for multifocal/multicentric tumors (≥2 cm distance) that extended within a maximum of two quadrants [5]. If breast-conserving surgery (BCS) is performed and the tumor is not palpable, intraoperative tumor localization must be supported by image guidance as reported later. Complete removal of the tumor should be ensured by specimen ultrasonography or radiography (optimally, by the same method chosen for preoperative marking). Regarding margins, it has been shown that achieving “no ink on tumor” is sufficient [6]. In the case of DCIS without any invasive component, a 2-mm resection margin is recommended.
In the case of large tumor volumes, plastic surgical techniques are necessary for tumor removal, which require oncoplastic know-how and a special training of the breast surgeon. This serves to achieve safe resection margins while maintaining an esthetic breast shape. Intramammary glandular displacement flaps as well as tumor-adapted reduction mammoplasties can be used [7]. To achieve a cosmetically favorable result, the focus should be on favorable scar placement and adequate soft tissue formation. If necessary, surgery of the opposite side may also be required to achieve a symmetrical result. In any case, the patient should be informed about this before any surgical intervention.
Performing a mastectomy remains indicated in individual cases of unfavorable tumor-to-breast size ratio, skin involvement, contraindications regarding radiotherapy, or positive resection margins despite repeated re-excision. If a patient wishes or the situation requires a mastectomy, it can be performed in a modified radical way with skin or nipple areola preservation, depending on the location of the tumor. If reconstruction is desired, implant-supported reconstruction or reconstruction with autologous tissue transfer is possible. In this case, reconstruction can be performed either as immediate reconstruction or as a two-stage procedure.
If implant-supported reconstruction is chosen, subpectoral insertion was usually performed until a few years ago. However, the prepectoral position is now mostly used. A recently published review and meta-analysis [8] showed an advantage for the prepectoral approach with regard to clinical complications (significantly lower rates of capsular contracture, animation deformity, and prosthesis failure) but the data of a prospective study of the OPBC group as well as from the I-PREPARE study of the EUBREAST network must be awaited to be able to give clear recommendations in the future. Using implants in combination with synthetic meshes/mesh pockets or acellular dermal matrices, a sustainable stable result can usually be achieved. Subsequent remodeling by means of lipofilling is also usually unproblematic.
Targeted Surgery
Surgical excision of non-palpable tumors requires some form of imaging-guided localization. The oldest and most commonly used technique is currently the wire-guided localization (WGL), initially developed in the 1960s and popularized in the 1970s and 1980s [9, 10], WGL involves a wire or a needle placed preoperatively into the lesion under sonographic, mammographic, or MRI guidance, usually followed by radiography or ultrasound of the surgically removed specimen (Fig. 1) [11]. Potential disadvantages of this technique are the logistical challenges, mainly the necessity to perform the procedure on the day of surgery or – less frequently – on the day before, risk of wire dislocation, patient distress due to invasiveness, and relatively low negative margin rates in previous studies [12]. Despite widespread use of wire localization, a majority of breast surgeons have voiced a preference to switch to an alternative localization method [10]. Therefore, new techniques such as intraoperative ultrasound (IOUS) and probe-guided detection have been developed to overcome these disadvantages.
WGL. a Mammography showing wire tip touching the clip. b Specimen radiography confirming the removal of the clipped area.
WGL. a Mammography showing wire tip touching the clip. b Specimen radiography confirming the removal of the clipped area.
IOUS was first introduced as an alternative to WGL in the 1980s [13]. Since then, the technique has been investigated in several trials and adopted by many surgeons worldwide [12]. No preoperative localization procedure is necessary using IOUS, since the imaging is performed during surgery by the surgeon or – in a small minority of departments – by a radiologist present in the operating room (Fig. 2). Meta-analyses of randomized controlled trials demonstrated significantly higher negative margin rates in case of IOUS compared to WGL [14‒16]. Before implementing IOUS, the following requirements need to be considered: the surgeon must have experience in breast ultrasound and an adequate ultrasound machine must be available in the operating room. The use of this technique is limited to lesions unequivocally visible upon ultrasound.
IOUS. a Ultrasound probe is covered in a sterile sheath. b The lesion is visualized by the surgeon and the incision is planned. Afterward, the lesion is visualized intermittently during specimen removal. c Specimen ultrasound is performed directly after excision to evaluate margins.
IOUS. a Ultrasound probe is covered in a sterile sheath. b The lesion is visualized by the surgeon and the incision is planned. Afterward, the lesion is visualized intermittently during specimen removal. c Specimen ultrasound is performed directly after excision to evaluate margins.
The probe-guided detection techniques involve the placement of a marker that can be intraoperatively detected using a specific probe. Several detection systems are available, that are based either on radioactivity (radioactive seeds and radioactive occult lesion localization), magnetism (magnetic and paramagnetic markers), radar localization, or radiofrequency (Fig. 3) [12, 17]. These techniques are suitable for lesions visible upon ultrasound or mammography and offer an improved flow toward surgery due to the omission of a preoperative procedure on the day of surgery. The markers can be placed into the lesion several days, weeks, or even months before planned removal, thus enabling their use in the neoadjuvant setting as an alternative to traditional clips. However, the possibility of MRI artifacts, especially in case of (para)magnetic and radiofrequency markers, may hinder response assessment during neoadjuvant therapy. First, analyses suggest an improved patient satisfaction and less preoperative pain, compared with wire guidance [18, 19], but large multicohort studies on patient, surgeon, and radiologist preferences are pending [12]. Further, the higher cost of new probe-guided detection markers, compared to a wire, needs to be taken into account. Currently, the costs of a marker reach between 200 and 400 euro.
Examples of markers suitable for intraoperative detection using a probe guidance. a Magnetic marker Sirius Pintuition (5 × 1.65 mm). b Paramagnetic marker Magseed (5 × 1 mm). c Radiofrequency identification tag LOCalizer (11 × 2 mm). d Radar reflector SAVI SCOUT (12 × 1.6 mm).
Examples of markers suitable for intraoperative detection using a probe guidance. a Magnetic marker Sirius Pintuition (5 × 1.65 mm). b Paramagnetic marker Magseed (5 × 1 mm). c Radiofrequency identification tag LOCalizer (11 × 2 mm). d Radar reflector SAVI SCOUT (12 × 1.6 mm).
Radiotherapy of the Breast
Adjuvant whole breast irradiation (WBI) has been established as standard of care following results of randomized controlled trials demonstrating a significant reduction of local recurrences compared to lumpectomy alone. This indication was further substantiated by the EBCTCG meta-analysis which established an additional reduction in breast cancer related and overall mortality [20].
Traditionally, radiotherapy was delivered with a dose per fraction of 1.8–2 Gy (conventional fractionation). This assumes that tumor cells possess a higher sensitivity to radiation than normal tissue. Thus, small doses per fraction were chosen to spare normal tissue and take advantage of interfractional recovery of DNA-damage.
While high radiation sensitivity is indeed true for highly proliferative tumors such as small-cell lung cancer or squamous cell carcinoma, breast cancer exhibits a radiation sensitivity that is very similar to surrounding normal tissues with low proliferation [21]. This offers a strong radiobiological rationale for the use of higher doses per fraction with a reduced number of treatment sessions (hypofractionation). From a socioeconomic perspective, an additional advantage is increased patient throughput. Some trials have used hypofractionation but kept the overall treatment duration constant. For example, the FAST-trial used 5 fractions over the course of 5 weeks. On the contrary, the FAST forward trial (5 fractions over 1 week) used a reduced treatment duration (acceleration).
Moderate hypofractionation with a total dose of 40–42.5 Gy in 15–16 fractions over 3 weeks is considered standard of care for WBI as well as most other clinical scenarios [21, 22]. A Cochrane review of 9 trials with 8,228 patients demonstrated comparable oncological results in terms of local tumor control and survival as well as comparable late toxicity and cosmesis [23]. Nevertheless, the uptake of moderate hypofractionation has been slow. Many radiation oncologists were hesitant to give up conventional fractionation that had been in use for decades. Several large cohort studies have now closed evidence gaps for subgroups that were not well represented in clinical trials, e.g., patients with triple-negative or HER2-positive tumors, very young patients, patients with large breasts or autoimmune diseases [24‒27]. Recently, two large randomized controlled trials that integrated boost irradiation into moderate hypofractionation over the course of 3 weeks (simultaneous integrated boost of 48 Gy to the tumor bed and 40 Gy to the breast in 15 fractions) were presented at international conferences and demonstrated non-inferiority to sequential boost irradiation [27, 28]. Despite these advances, reimbursement policies tied to the number of treatment sessions still incentivize the use of conventional fractionation. This is a matter that needs to be addressed by professional societies and health care agencies to decrease barriers to the use of hypofractionation.
In 2020, results of two large randomized controlled trials delivering ultra-hypofractionated WBI in 5 fractions over the course of 5 weeks (FAST-trial) or 1 week (FAST forward trial) have been published [29]. Key characteristics of the two trials are listed in Table 1 [30].
Key characteristics of the FAST and FAST forward trials
. | FAST . | FAST forward . |
---|---|---|
Sample size | 915 | 4,096 |
Enrollment | 2004–2007 | 2011–2014 |
Median follow-up | 10 years | 6 years |
Dose/fractionation | 25 × 2 Gy versus 5 × 6 Gy versus 5 × 5.7 Gy | 15 × 2.67 Gy versus 5 × 5.4 Gy versus 5 × 5.2 Gy |
Treatment duration | 5 weeks | 3 weeks versus 1 week |
Primary endpoint | Photographic breast appearance | Ipsilateral breast tumor recurrence |
Eligibility criteria | T <3 cm pN0 | pT1-3 pN0-1 |
Age ≥50 years | ||
BCS | Age ≥18 years | |
No chemotherapy | BCS or mastectomy | |
Boost irradiation | None | Sequential, 5–8 × 2 Gy (25% of patients) |
. | FAST . | FAST forward . |
---|---|---|
Sample size | 915 | 4,096 |
Enrollment | 2004–2007 | 2011–2014 |
Median follow-up | 10 years | 6 years |
Dose/fractionation | 25 × 2 Gy versus 5 × 6 Gy versus 5 × 5.7 Gy | 15 × 2.67 Gy versus 5 × 5.4 Gy versus 5 × 5.2 Gy |
Treatment duration | 5 weeks | 3 weeks versus 1 week |
Primary endpoint | Photographic breast appearance | Ipsilateral breast tumor recurrence |
Eligibility criteria | T <3 cm pN0 | pT1-3 pN0-1 |
Age ≥50 years | ||
BCS | Age ≥18 years | |
No chemotherapy | BCS or mastectomy | |
Boost irradiation | None | Sequential, 5–8 × 2 Gy (25% of patients) |
Both trials found comparable local recurrence rates, however only FAST Forward was powered to demonstrate non-inferiority. In both trials, two ultra-hypofractionated regimens were studied and compared to the standard arm. The experimental arms with the higher dose ultra-hypofractionated regimen were associated with significantly higher rates of late toxicity, although the difference in the prescription doses was only 1–1.5 Gy. In the lower dose ultra-hypofractionated regimens, subdomains also showed increased late toxicity. Practically, all hazard ratios for late toxicity subdomains favored the respective standard arms, although absolute differences were small. While ultra-hypofractionation was adopted as the new standard of care for WBI in the UK and can be offered according to a European consensus, others have raised concerns regarding the small therapeutic window [31]. Nevertheless, ultra-hypofractionation offers a valuable option for selected patients [22, 32].
After BCS, most recurrences occur in the tumor bed. For women with early-stage low-risk breast cancer (unifocal non-lobular carcinoma, T <3 cm, pN0, hormone receptor positive, HER2 negative, grade 1–2, wide negative margins, age ≥50 years) targeting the lumpectomy cavity with an additional safety margin instead of the whole breast using partial breast irradiation (PBI) is a valuable option [31, 33]. A variety of techniques have been studied. The most commonly used techniques are external beam radiotherapy and multi-catheter brachytherapy since non-inferiority regarding local recurrence and better tolerability compared to WBI have been demonstrated in several randomized controlled trials. Although intraoperative radiotherapy is certainly most attractive in terms of convenience and treatment duration, its use is only conditionally recommended in most guidelines [33]. Heated discussions have resulted from concerns over study design and outcome reporting for intraoperative radiotherapy with low energy photons [34].
While PBI represents a de-escalation approach, the application of a tumor bed boost may be used to escalate treatment in patients at higher risk of local recurrence. When added to whole breast radiotherapy, boost irradiation decreases the relative risk of local recurrence by 36% without improving survival [35]. The absolute benefit is highest in women aged <50 years and those with poorly differentiated tumors while women aged >50 years with luminal A-like tumors do not derive a benefit and suffer from a significantly higher risk of breast fibrosis [36, 37]. Traditionally, boost irradiation was performed after completion of whole breast radiotherapy. However, there is now sufficient evidence for a simultaneous integrated boost that incorporates the boost dose into whole breast radiotherapy and does not lead to a prolongation of the overall treatment time [38, 39].
Surgical Therapy of the Axilla
Axillary lymph node status is considered the strongest classical prognostic factor of early breast cancer [40]. Since cures were observed for solid tumors in the late 19th century after radical removal of the tumor and regional lymph nodes, systematic axillary lymph node dissection (ALND) was also established as a therapeutic standard for breast cancer [41]. At least 10 axillary lymph nodes from level 1 and level 2 should be removed as part of primary surgical therapy [42]. However, the radicality of axillary intervention has been gradually reduced over the past 20 years without a loss of oncologic safety while reducing arm morbidity.
Axillary Surgery in cN0 Patients
At the beginning of the 21st century, axillary SLNB became the standard of care in clinically node negative patients (cN0) [43]. Arm morbidity is significantly lower after SLNB than after ALND (lymphedema 7–9% vs. 10–20%; neuropathy 11% vs. 31%) [42]. Randomized clinical trials have shown that although the false-negative rate (FNR) for SLNB is 5–8%, this has no impact on disease-free and OS [44]. The second milestone in the de-escalation of axillary surgery in cN0 patients was the implementation of the results of the ACOSOG-Z0011 trial in clinical practice, first published in 2010 [45, 46]. The study showed no benefit from completion ALND (cALND) for patients with T1/2 tumor and 1 or 2 metastatic axillary sentinel lymph nodes (SLNs) who underwent BCS and adjuvant WBI. Since the long-term data on 10-year OS, metastasis-free survival, and axillary recurrence rate published in 2017 also confirmed this [47], it is possible to forgo ALND in patients who meet the inclusion criteria of the ACOSOG-Z0011 trial. Recently published results from the Italian SINODAR ONE trial suggest that omitting ALND in patients receiving a mastectomy is oncologically safe [48]. However, the reported median follow up of 33 months remains relatively short, so it remains open at present whether this approach should be applied to mastectomy cases. POSNOC (NCT02401685) and SENOMAC (NCT02240472) may be able to answer this question, as they are also recruiting patients undergoing mastectomy. Currently, the only data available for the mastectomy cohort are from the AMAROS and OTOASOR trials. In both trials (17% with mastectomy in each study), axillary radiotherapy was equivalent to cALND for positive SLNB, with a significantly lower rate of lymphedema in the radiotherapy arm [49, 50]. On the other hand, patients treated with axillary radiotherapy showed a higher incidence of secondary cancers in the 10-year follow up of the AMAROS study [51].
SLNB is also the standard of care for all patients undergoing neoadjuvant chemotherapy (NACT) with initial cN0 status. It should be performed after NACT as part of breast surgery [6, 52]. Compared to performing SLNB before NACT, the advantages of this are that additional surgery is avoided, a statement regarding the achievement of pathologic complete remission becomes possible, systemic therapy is not delayed by surgery, and nodal downstaging (ypN+ 41% vs. 12%) is achieved without increasing the axillary recurrence rate or the distant metastasis risk [53]. It should be noted, however, that in contrast to patients undergoing primary surgery, cALND is recommended even in cases of low tumor burden in the axillary SLN after NACT [54, 55]. The rationale for this recommendation is that not only in the case of macro- but also in the case of micrometastases in the SLN after NACT, further axillary lymph node metastases are detectable in more than 60% of cases [55, 56].
Outside of clinical trials, we can omit surgical axillary staging (i.e., also SLNB) in older patients (≥70 years) with hormone receptor-positive, HER2-negative T1cN0 tumors [57], especially if comorbidities are present [6]. Whether this is also possible for other patient groups in the future is currently being evaluated in clinical trials like SOUND (NCT02167490), INSEMA (NCT02466737), NAUTILUS (NCT04303715), and BOOG 2013-08 (NCT02271828). Primary outcome data from the SOUND trial were presented at the St Gallen International Breast Cancer Conference in 2023 and the full publication is expected soon. The evaluation of the oncological endpoints of other trials is still pending. Already published data were the patient-reported outcomes of the INSEMA trial, which showed a significant benefit in terms of arm and breast symptoms for patients without axillary surgery compared to patients with SLNB, supporting the clinical relevance of further de-escalation in axillary surgery [58]. Also, for initial cN0 patients receiving NACT, the EUBREAST-01 trial (NCT04101851), the ASLAN trial (NCT04993625), and the ASICS trial (NCT04225858) are currently evaluating whether SLNB can be omitted, at least in triple-negative or HER2-positive breast cancer with cN0 and pCR in the breast.
Axillary Surgery in cN + Patients
For patients with clinically suspicious axillary lymph nodes at diagnosis (cN+) who did not receive a neoadjuvant therapy ALND is currently considered standard of care [59]. The results of National Surgical Adjuvant Breast Project (NSABP) B-04 trial, first published in 1977, have shown that ALND in these patients significantly reduces axillary recurrence rate (7% in patients after mastectomy and axillary irradiation vs. 1% in patients after mastectomy and ALND). However, it is worth mentioning that ALND had no influence on the rate of distant metastasis or OS [60]. The cN + status was defined as palpable suspicious lymph nodes in this study and patients with negative clinical examination and lymph node metastases detected on ultrasound were not included [61].
In contrast to patients undergoing primary surgery, optimal surgical management of cN + patients receiving NACT remains to be clarified. Since there is no survival benefit of ALND in the upfront surgery setting and the procedure leads to increased morbidity compared to SLNB, several studies have raised the question whether ALND can be replaced by SNLB at least in those cN + patients who convert to ycN0 status through NACT [62‒65]. However, a recent meta-analysis showed a relatively low detection rate of 89% and high FNR of 17% for SNLB in this clinical setting [66]. Therefore, SLNB alone seems not to be an adequate lymph node staging method in this patient group and is not recommended by German guidelines (Fig. 4) [54, 59]. Despite high FNRs, SLNB is a frequently chosen technique in the cN+ → ycN0 setting in some countries, such as Italy and the USA [67], while others prefer the so-called “targeted axillary dissection” (TAD), a term coined by Caudle et al. [68]. TAD is a combination of SNLB, and the excision of the biopsy-proven and marked metastatic lymph node referred to as “target lymph node” (TLN) (Fig. 5). Identification and removal of TLN decreased the FNR of SNLB in the ACOSOG Z1071 trial from 12.6% to 6.8%. Several trials since analyzed the FNR of TAD in initially node-positive patients undergoing NACT demonstrating acceptable FNR between 2 and 9% (Table 2). Interestingly, the TLN and SLN are the same node in approximately 70% of patients [61]. In the remaining 30% of cases, the marking of the initially metastatic lymph node allows its identification and resection after completion of NACT. One of the open questions remains the optimal marking technique, since not all clips are sufficiently visible upon imaging [69‒76].
Current recommendations of the AGO Breast Committee regarding axillary staging in the neoadjuvant setting [59].
Current recommendations of the AGO Breast Committee regarding axillary staging in the neoadjuvant setting [59].
Targeted axillary dissection (TAD). a Biopsy of metastatic axillary lymph node. b Marking of the metastatic lymph node with a clip. c Identification of the initially metastatic lymph node (target lymph node, TLN) with unsuspicious sonomorphology after completion of neadjuvant chemotherapy. d Resection of the sentinel lymph node and TLN. Confirmation of the TLN resection at surgery by intraoperative radiography of the axillary specimen.
Targeted axillary dissection (TAD). a Biopsy of metastatic axillary lymph node. b Marking of the metastatic lymph node with a clip. c Identification of the initially metastatic lymph node (target lymph node, TLN) with unsuspicious sonomorphology after completion of neadjuvant chemotherapy. d Resection of the sentinel lymph node and TLN. Confirmation of the TLN resection at surgery by intraoperative radiography of the axillary specimen.
Clinical trials evaluating the accuracy of TAD for axillary staging in patients with initially metastatic axillary lymph nodes undergoing NACT
Trial . | N . | Tumor stage . | Marking/localization method TLN . | FNR, % . |
---|---|---|---|---|
Boughey et al. [64] Ann Surg 2016 (ACOSOG Z1071) | 107 | T0–T4, N1–N2 | Clip | 6.8 |
Caudle et al. [68] JCO 2016 | 85 | T0–T4, N1–N2 | Clip/iodine seed | 2 |
Siso et al. [69] Ann Surg Oncol 2018 (ILINA) | 35 | T1–T4, N1–N2 | Clip/IOUS | 4.1 |
Simons et al. [69] (RISAS) | 227 | T1–T4, N1–N2 | Iodine seed | 3.5 |
Hartmann et al. [70] BJS 2021 (TATTOO) | 110 | Stadium I–IV, N1–N3 | Carbon | 9 |
Boniface et al. [71] Breast Cancer Res Treat. 2022 (extended TATTOO) | 149 | T1–T4, N1–N3 | Carbon | 6.2 |
Renaudeau et al. [72] SABCS 22-OT1 09-01 (GANEA3) | 260 | T1–T4c, N1–N3 | Clip | 6 |
Kuemmel et al. [73] Ann Surg 2022 (SENTA) | 77 | T1–T4c, N+ | Clip | 4.3 |
Trial . | N . | Tumor stage . | Marking/localization method TLN . | FNR, % . |
---|---|---|---|---|
Boughey et al. [64] Ann Surg 2016 (ACOSOG Z1071) | 107 | T0–T4, N1–N2 | Clip | 6.8 |
Caudle et al. [68] JCO 2016 | 85 | T0–T4, N1–N2 | Clip/iodine seed | 2 |
Siso et al. [69] Ann Surg Oncol 2018 (ILINA) | 35 | T1–T4, N1–N2 | Clip/IOUS | 4.1 |
Simons et al. [69] (RISAS) | 227 | T1–T4, N1–N2 | Iodine seed | 3.5 |
Hartmann et al. [70] BJS 2021 (TATTOO) | 110 | Stadium I–IV, N1–N3 | Carbon | 9 |
Boniface et al. [71] Breast Cancer Res Treat. 2022 (extended TATTOO) | 149 | T1–T4, N1–N3 | Carbon | 6.2 |
Renaudeau et al. [72] SABCS 22-OT1 09-01 (GANEA3) | 260 | T1–T4c, N1–N3 | Clip | 6 |
Kuemmel et al. [73] Ann Surg 2022 (SENTA) | 77 | T1–T4c, N+ | Clip | 4.3 |
Based on these data, most guidelines agree that TAD can accurately stage the axilla in cN + patients converting to ycN0 status through NACT and that cALND can be omitted in those with nodal pCR (ypN0) confirmed by TAD [77]. However, in case of residual tumor burden in SLN and/or TLN after NACT cALND is still recommended [52, 59].
Despite growing evidence on new surgical techniques in cN + patients after NACT, the impact of surgical de-escalation on oncological outcomes and health-related quality of life is still unclear [62, 77]. In this context it is worth noting that several recently published retrospective trials reported low (0–1.6%) axillary recurrence rates after SLNB alone in cN+ → ycN0 patients, suggesting that high FNRs of SLNB do not necessarily translate into worse clinical outcome [78]. Axillary staging techniques in cN + patients after NACT and their impact on oncological outcome and arm morbidity are being currently evaluated in the prospective multicentre AXSANA study with an estimated enrollment of 4,500 patients (NCT04373655) [77].
Radiotherapy of the Axilla
Like adjuvant WBI after BCS, postoperative radiotherapy to the axilla (ART) can sterilize subclinical residual disease. When discussing ART, this typically refers to coverage of level 1/2 while the term “regional nodal irradiation” mostly addresses irradiation of the supraclavicular fossa and the internal mammary nodes. With standard tangential irradiation of the breast, there is always incidental exposure of axillary levels 1 and 2. In a central review of the German INSEMA trial, median doses to levels 1 and 2 were 72% and 38% of the prescription dose to the breast, respectively [79]. When the upper field border is less than 2 cm below the humeral head (so-called high tangent), therapeutic doses are delivered to large amounts of level 1 and 2 [80].
De-escalation of axillary surgery and the increasing adoption of axillary surgery as a staging procedure rather than a therapeutic measure have changed the use of ART. In fact, in patients with subclinical involvement of SLN after primary surgery, the AMAROS and OTOASOR trials have shown that ART can serve as a substitute for ALND and provides similar axillary recurrence rates with a substantial decrease in the risk of lymphedema [50]. In these trials, radiotherapy was delivered to axillary level 1–3 and the supraclavicular region. Results of the ACOSOG Z0011 trial suggest that some patients in this clinical scenario may need neither ALND nor ART. Per trial protocol, all patients were planned to receive tangential WBI. However, a retrospective analysis found that approximately 20% received supraclavicular irradiation and >50% high tangents [81]. Thus, it remains unclear whether ART at least in part compensated for deescalated axillary surgery. Both the AGO and the ASCO-guidelines currently recommend ART instead of ALND for patients with subclinical SLN-involvement meeting the ACOSOG Z0011-criteria [6, 57].
Regarding radiotherapy of the axilla after NACT and surgery, there is only very limited data to guide clinical management. Thus, most of the recommendations are based on extrapolation from the above-mentioned clinical trials. Currently, the most comprehensive data come from the RAPCHEM-trial [82]. In this prospective trial, patients with cT1-2 cN1 breast cancer were stratified according to the response to NACT into three risk groups with tailored radiotherapy fields. Patients with ypN0 and ypN1(ALND) received only tangential radiotherapy. Patients with ypN1(SLNB) and ypN2-3(ALND) were treated with irradiation of level 3 and the supraclavicular fossa. Level 1/2 was included in the radiotherapy fields for patients with SLNB. Isolated locoregional recurrence rates were low at 2.1%, 2.2%, and 2.3% after 5 years for the three risk groups. However, the overall compliance with the radiotherapy guidelines was only 64% with 25% of patients receiving more extensive radiotherapy.
The two most frequent clinical questions are how to manage the axilla in patients with cN+/ypN0 after SLNB/TAD and whether ART may be a safe alternative to ALND in patients with cN+/ycN0 with limited SLN-involvement. Regarding the first question, pre-treatment stage and the type of axillary surgery as well as the respective FNRs should be taken into account. Especially if a patient had bulky axillary lymph nodes and/or had SLNB with only one or two removed SLN, irradiation of level 1/2 should be considered. The ongoing NSABP B-51/RTOG 1304 trial that studies the role of regional nodal irradiation in patients with cN+/ypN0 recommends inclusion of the undissected part of the axilla in the radiotherapy treatment volume.
Regarding the second question, most experts agree that the results of AMAROS and OTOASOR should not be extrapolated to the neoadjuvant setting since residual tumor post-NACT may be less sensitive to radiotherapy. Nevertheless, a recent EUBREAST survey demonstrated that more than 30% of participants use ART alone in patients with SLN-involvement after NACT irrespective of the presence of isolated tumor cells, micro-, or macrometastases [67]. The ALLIANCE A011202 is comparing ALND to axillary radiotherapy in patients with SLN-involvement after NACT. The TAXIS-trial enrolls patients with ycN + -status and randomizes them to ALND versus targeted axillary surgery, which combines SLNB with removal of all clinically suspicious lymph nodes.
Conclusions
Both surgery and radiotherapy for breast cancer have undergone a substantial evolution during the past decades. De-escalation approaches like SLNB and PBI offer the chance to reduce morbidity for a substantial number of patients without compromising oncological outcomes. Technological advances have been made but it remains crucial to establish their added value in terms of improved outcomes and ultimately, survival or quality of life. Future efforts should involve multidisciplinary expert panels to design clinical trials in a meaningful way that further improves patient care.
Conflict of Interest Statement
M.B.P. received honoraria for lectures and participation in advisory boards from: Roche, Novartis, Pfizer, PFM, Eli Lilly, Onkowissen, Seagen, AstraZeneca, Eisai, Amgen, Samsung, Canon, MSD, GSK, Daiichi Sankyo, Gilead, Sirius Pintuition, Pierre Fabre, ExactSciences. Study support from EndoMag, Mammotome, Merit Medical, Gilead, Hologic, ExactSciences, Sirius Pintuition; and travel reimbursement from Eli Lilly, ExactSciences, Pierre Fabre, Pfizer, Daiichi Sankyo, Roche. D.K. received honoraria from Merck Sharp & Dohme, Onkowissen, and Pfizer and research funding from Merck KGaA. T.K. received honoraria from MSD, Pfizer, Gilead, AstraZeneca, Daiichi Sankyo, Roche, Merit Medical, Endomagnetics, Sirius Medical, Hologic. N.D. received honoraria from AstraZeneca, Daiichi Sankyo, Lilly, Molecular Health, MSD, Novartis, Onkowissen, Pfizer, Roche, Seagen. Other authors declare no conflicts of interest.
Funding Sources
There was no funding for this article.
Author Contributions
Conceptualization: Maggie Banys-Paluchowski and David Krug. Project administration: Maggie Banys-Paluchowski. Writing - original draft: Maggie Banys-Paluchowski, Steffi Hartmann, Nina Ditsch, Natalia Krawczyk, Thorsten Kühn, Jana de Boniface, Joanna Banys-Kotomska, Achim Rody, David Krug. Writing - review and editing: Maggie Banys-Paluchowski, Steffi Hartmann, Nina Ditsch, Natalia Krawczyk, Thorsten Kühn, Jana de Boniface, Joanna Banys-Kotomska, Achim Rody, David Krug.