Abstract
Background: In clinical routine, not every patient who is offered genetic counselling and diagnostics in order to investigate a familial cancer risk predisposition opts for it. Little is known about acceptance of counselling and testing in newly diagnosed breast cancer cases in Germany. Methods: All primary breast cancer cases and patients with DCIS (ductal carcinoma in situ) treated at the University Hospital of Dresden between 2016 and 2019 were included. The number of tumor board recommendations for genetic counselling on the basis of the GC-HBOC risk criteria was recorded. Acceptance was analyzed by number of cases with counselling in the GC-HBOC-Center Dresden. Results: Of 996 primary breast cancer and DCIS cases, 262 (26.3%) were eligible for genetic counselling. Recommendation for genetic counselling was accepted by 64.1% (168/262). Of these 90.5% (152/168) opted for molecular genetic analysis. The acceptance rate for counselling increased between 2016 and 2019 from 58.3 to 72.6%. Altogether, 20.4% (31/152) patients were found to carry a pathogenic variant in the breast cancer genes BRCA1 or BRCA2. Conclusion: Acceptance of recommendation is increasing as clinical consequences augment. Optimization in providing information about hereditary cancer risk and in accessibility of counselling and testing is required to further improve acceptance of recommendation.
Introduction
Only a fraction of patients who are offered counselling and molecular genetic diagnostics opt for it. Two US studies that explored the role of the surgeon found that the acceptance rate for genetic counselling after newly diagnosed breast cancer ranged between 59 and 78% depending on the surgeons attitude [1, 2]. In other recommendation settings for breast and ovarian cancer patients, a much lower rate of 20.2% was described [2, 3]. Importantly, most of the patients who present for genetic counselling subsequently undergo genetic analysis (78–93%) [1, 4]. Although the genes BRCA1 and BRCA2 have been known for more than 2 decades, in many families with multiple cases of breast and ovarian cancers, a germline molecular genetic analysis has not been undertaken. At the same time, uptake of cascade testing in families with a known pathogenic mutation is restrained [5-8]. It was reported to be 15–57% across 15 studies [5]. This is especially problematic where advanced stages of breast or ovarian cancer could have been prevented in very young women by participating in an intensive screening program or a prophylactic operation. In order to improve recommendation practice, implementation of the DKG (Deutsche Krebsgesellschaft, German Cancer Society) checklist and close cooperation with a department for clinical genetics is a requirement for certified breast cancer centers in Germany [3]. About 25% of all cases who fulfil the risk criteria for familial breast and ovarian cancer will be carriers of a pathogenic variant in BRCA1 or BRCA2 [9]. Lifelong cancer risk in BRCA1/2-carriers is 70% for breast and 20–45% for ovarian/tubal/peritoneal cancer [10]. Risk-reducing operations of the breast and primary subcutaneous mastectomy instead of breast conserving therapy is a point of consideration in carriers of BRCA1/2 in patients with newly diagnosed breast cancer [11]. Moreover, better survival after risk-reducing salpingo-oophorectomy was described already in 2010 because of the high incidence of secondary cancer of ovaries or tubes in carriers [12]. Risk for contralateral breast cancer is especially high in young carriers with breast cancer. Participation in an intensified surveillance program or risk-reducing mastectomy is recommended depending on the prognosis of the primary breast cancer [13, 14]. With olaparib and talazoparib, the first PARP inhibitors were approved for therapy in locally advanced or metastatic BRCA1/2-associated breast cancer in the EU in April 2019 and October 2020, respectively [15, 16]. But apart from individual recommendations for therapy and after care, the option of timely preventive measures for other family members who are carriers of a genetic predisposition very often is the primary reason for acceptance of genetic counselling and molecular genetic diagnostics in patients with newly diagnosed breast cancer [4]. The aim of this study was to investigate the acceptance of recommendation of genetic counselling in breast cancer cases in a University Hospital with a certified Breast Cancer Center, an accredited Department for Clinical Genetics and a Center for Hereditary Breast and Ovarian Cancer of the German Consortium (GC-HBOC).
Methods
All primary breast cancer cases and patients with DCIS (ductal cancer in situ) treated at the Department of Gynecology and Obstetrics at the University Hospital of Dresden were analysed. Early and advanced breast cancer cases are discussed in an interdisciplinary tumor board for therapeutic recommendations and for suspected hereditary cancer risk. The University Hospital Carl Gustav Carus Dresden hosts a certified breast cancer center and an accredited Department for Clinical Genetics, both of which together form one of the specialized centers of the GC-HBOC in Germany. The patient cohort consisted of all women with primary breast cancer or DCIS diagnosed between 2016 and 2019. Data on clinical stage (TNM and UICC classification), histopathological subtype, Her2-status, receptor status, and therapy were documented in the population-based Regional Cancer Registry Dresden (RKKRD). Data cut-off was in June 2020. Patients with a diagnosis of local breast cancer recurrence were excluded. Patients with prior molecular genetic analysis of the breast and ovarian cancer genes were excluded. Follow-up on acceptance of counselling and genetic testing was performed via alignment of the cases with patients who presented at the Center for Hereditary Breast and Ovarian Cancer (HBOC) in Dresden. All patients received interdisciplinary (human genetics/gynecology) counselling before molecular genetic diagnostics of the breast and ovarian cancer genes, mostly in a blood sample, was initiated (Panel sequencing and Array-based Comparative Genomic Hybridization). Pathogenic and likely pathogenic variants (class 4 or class 5) as well as variants of unknown significance (VUS, class 3) in the genes BRCA1 and BRCA2 and in other breast and ovarian cancer predisposition genes were recorded [17]. However, only pathogenic and likely pathogenic variants in BRCA1/2 were evaluated for the purpose of this study. Informed consent for further data analysis was obtained before documentation of the cases into the regional cancer registry and the HBOC database. The recommendations for or against further counselling based on the GC-HBOC hereditary cancer risk criteria were recorded for each case [18-20]. Acceptance was assessed by analysing the number of cases with interdisciplinary counselling in the GC-HBOC Center Dresden.
Results
From 2016 to 2019, the total number of cases of invasive breast cancer or DCIS at the University Hospital of Dresden was 996. Of those, 92% were at early stage, and 8% presented with primary metastatic disease. Most of the breast cancers were hormone receptor positive, Her2 negative, grading 1 or 2, representing the luminal A-subtype, and 10% were of the triple-negative subtype [21]. Of 477 invasive breast cancer cases with stage II or III, 61% were documented to have received chemotherapy in the neoadjuvant, adjuvant or in both settings. The characteristics of all breast cancer cases are displayed in Table 1. 26.3% (262/996) of all patients fulfilled at least one GC-HBOC hereditary cancer risk criteria triggering recommendation for interdisciplinary counselling and possibly genetic diagnostics (Fig. 1). Eligibility was mostly given by the risk criteria of a family with two women with breast cancer, one of them before the age of 51 years (63%; 106/168). Of the 33 cases with triple negative breast cancer before the age of 50 years, 8 did not fulfill any of the other criteria. On average, each of the 168 patients with counselling recommendation fulfilled 1.9 of the GC-HBOC criteria (Table 2).
Acceptance of counselling was observed in 64.1% (168/262) of eligible patients. During the years 2016–2019, acceptance of counselling for genetic cancer risk increased from 58.3 to 72.6%, while recommendation for counselling was relatively steady and 26.3% on average (Fig. 2). Acceptance rate was slightly higher in cases who received neoadjuvant chemotherapy compared to no chemotherapy (74 vs. 67%). After counselling, almost all patients opted for the comprehensive molecular genetic analysis (90.5%; 152/168) (Fig. 1).
Discussion
In clinical routine, not every patient who is offered molecular genetic diagnostics in order to exclude a familial cancer risk predisposition opts for it. Little is known about acceptance of molecular genetic analysis in breast cancer cases in Germany. To evaluate the acceptance of counselling and molecular genetic analysis, all DCIS and breast cancer cases of the University Hospital Dresden between 2016–2019 were looked up for eligibility and having been counselled in the GC-HBOC center of the same hospital.
Altogether, 26.3% of the DCIS and breast cancer cases were eligible for germline analysis of the breast and ovarian cancer genes according to personal and family history after application of the DKG checklist and the additional criterion for single triple negative breast cancer. This is comparable with the results of a study of Rhiem et al. [3], where 30.4% of 5,091 probands of the region of Westphalia in Germany fulfilled the criteria for genetic testing according to the checklist. In our study, the individual probability for carrying a pathogenic variant was expectedly higher in families with additional cases of ovarian cancer or of male breast cancer [9].
In our study, 64.1% of patients who received counselling recommendation presented at the GC-HBOC Center of Dresden. This is a high acceptance rate compared to the literature. Rhiem et al.[3] described genetic testing of about 20% of the eligible patients in the Center of Cologne after 1 year of follow-up, whereas Kurian et al. [22] reported genetic testing of 52.9% of breast cancer patients with high risk for familial cancer 2 months after (surgical) operation. Interestingly, we observed a slightly higher acceptance rate for patients treated with neoadjuvant chemotherapy. During the neoadjuvant treatment, information about hereditary breast cancer risk and possible options for prevention might have been addressed more than once. In a questionnaire-based study, Scott et al. [23] acknowledge lack of information by clinicians as one of the reasons for low uptake of genetic testing. In the study of Rhiem et al. [3], the recommendation of genetic counselling was given by 10 local breast cancer centers. In contrast, in our study the information about eligibility and discussion of possible clinical consequences was provided by the same institution that offered the counselling. This underlines the importance of access to information of the breast surgeons about genetic testing, as it was shown to make a difference in the uptake of genetic counselling in the study of Katz et al. [1, 2]. Interestingly, acceptance rate of genetic counselling in patients with ovarian cancer rose from 66% in 2013 to >80% in 2015 after implementation of genetic counselling as a routine procedure in an oncologic clinic in close collaboration with a department for clinical genetics [24]. This clearly shows that information and optimal access improve utilization of healthcare services. Implementation of genetic counselling as part of the routine requirements for the treatment of breast and ovarian cancer should therefore be considered.
Within the 4 years, the rate of recommendation for counselling was relatively stable. The new criteria, offering counselling to women with TNBC before the age of 50 years since January 2019 might not have had a big impact as TNBC is a rare subtype [18]. Only 10% of all primary breast cancer cases are TNBC [25]. Additionally, most of them fulfil other criteria for counselling, and about 13% are diagnosed before the age of 36 years [26]. This might have been the reason for a similar recommendation rate in 2019 in spite of the additional GC-HBOC breast cancer risk criterion.
Importantly, the rate of acceptance of genetic counselling was slightly higher in 2019 (72.6%). At the same time, the spectrum of clinical consequences enlarged, and methods of prevention became more and more feasible. An increasing number of germline BRCA1/2 variant carriers opt for risk-reducing mastectomies. This dynamic has most obviously been noted in the USA, but also, although to a lower degree, in Germany [27]. Currently, the BRCA germline status has limited consequences for medical treatment, but these can be of clinical benefit and support the relevance of genetic counselling and analysis for the affected individual. PARP inhibitor therapy was admitted for the treatment of advanced or metastatic BRCA1/2-associated breast cancer in April 2019 [15]. Since this study included exclusively cases of newly diagnosed breast cancer, no direct consequence for systemic therapy was given for this patient cohort. While the cohort size and the period of this study were relatively small, targeted therapeutic options could be certainly a reason for higher genetic testing acceptance in the future and should be discussed with the patients.
Although our acceptance rate is higher than others reported, it is still not satisfying from the medical point of view. The reasons for not presenting at the HBOC Center are the challenges of the current cancer therapy, no immediate clinical consequence and limited number of female family members [4]. Other more basic reasons are information deficits on the option for intensified surveillance and risk-reducing operations for affected carriers, cancer risk for male carriers and also discouragement by uninformed family members, doctors, or medical staff [1, 2]. But also lack of education, access to medical treatment, language skills and insurance coverage were described as obstacles for acceptance of genetic counselling [4].
This study has potential limitations. We cannot exclude an ascertainment bias for patients going to an university hospital for treatment. In this case, a higher acceptance rate would be expected. Genetic diagnostics is not exclusively offered by the specialized HBOC Centers, but also by private institutes and doctor’s offices. Acceptance might be higher than described by us, and some patients might have been counselled and tested elsewhere. Additionally information about genetic counselling and testing as well as RKKRD documentation might have been incomplete due to the data cut-off of 6 months for the last patients included. Most health insurance companies support the cooperation between GC-HBOC centers and local or regional breast and gynecologic cancer centers for routine counselling and testing of eligible patients since 2014 at the Center of Cologne and since 2019 at most of the other Centers (www.konsortium-familiaerer-brustkrebs.de). This setting might further increase the acceptance of the recommendation for genetic counselling at the GC-HBOC Center of Dresden within the next few years. But with regard to the initially mentioned obstacles in cascade testing, increased awareness and routine information of healthy women who see their gynecologic practitioner is also needed in the future.
In conclusion, we showed high acceptance of counselling and molecular genetic diagnostics for hereditary cancer risk in patients with newly diagnosed breast cancer. To reach as many individuals as possible, there is a need to further improve access to basic information and testing. Optimizing access to genetic counselling is key to taking advantage of preventive options in families at high risk for breast and ovarian cancer.
Acknowledgements
This work would not have been possible without the inspiration, concept, and continued effort of Rita Schmutzler, Christoph Engel, and all collaborators of GC-HBOC.
We thank the German Cancer Aid for supporting GC-HBOC with grant No. 110837.
We thank Antje Niedostatek from the Regional Clinical Cancer Registry Dresden (RKKRD) for data delivery and support.
Statement of Ethics
All procedures performed in studies involving human participants were in accordance with the ethical standards of the institutional research committee (No. EK 162072007) and with the 1964 Helsinki declaration and its later amendments or comparable ethical standards. This article does not contain any studies with animals performed by any of the authors. The study was approved by the ethics committee of the University Hospital of Dresden. Written informed consent was obtained from all individual participants included in the study.
Conflict of Interest Statement
The authors declare that they have no conflict of interest.
Funding Sources
This work was supported by German Cancer Aid grant No. 110837 for GC-HBOC.
Author Contributions
K.K.: conception of the work, acquisition, analysis and interpretation of data, critical revision of the manuscript for important intellectual content, final approval of the version to be published.
J.H.: acquisition and analysis of data, final approval of the version to be published.
All other authors: acquisition of data, critical revision of the manuscript for important intellectual content, final approval of publication.