Abstract
Cochlear implants (CI) have increasingly been adopted in older adults with severe to profound sensorineural hearing loss as a result of the growing and aging world population. Consequently, researchers have recently shown great interest in the cost-effectiveness of cochlear implantation and its effect on quality of life (QoL) in older CI users. Therefore, a systematic review and critical evaluation of the available literature on QoL in older adult CI users was performed according to the Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) guidelines. Studies were selected by searching MEDLINE (PubMed) and the Cochrane Library and by checking the reference lists of relevant articles. Inclusion criteria were as follows: (1) the study sample were adults aged 50 years and older with postlingual onset of bilateral severe to profound hearing loss, (2) all subjects received a multi-electrode CI, and (3) QoL was assessed before and after implantation. Out of 1,093 records, 18 articles were accepted for review. Several studies demonstrated significant positive effects of cochlear implantation on QoL in older adults, but high-level evidence-based medicine is lacking. An improvement of QoL was generally reported when using disease-specific instruments, which are designed to detect treatment-specific changes, whereas the outcomes of generic QoL questionnaires, assessing general health states, were rather ambiguous. However, only generic questionnaires would be able to provide calculations of the cost-effectiveness of CI and comparisons across patient populations, diseases, or interventions. Hence, generic and disease-specific QoL instruments are complementary rather than contradictory. In general, older CI users’ QoL was assessed using a variety of methods and instruments, which complicated comparisons between studies. There is a need for a standardized, multidimensional, and comprehensive QoL study protocol including all relevant generic and disease-specific instruments to measure and compare QoL, utility, and/or daily life performance in CI users.
Introduction
Hearing loss prevalence is rising due to the aging world population, as the odds of having a hearing impairment increase with age. According to the World Health Organization (WHO), 1 out of 10 people will have disabling hearing loss in 2050 [WHO, 2018]. Several large studies have demonstrated that hearing impairment, affecting 466 million people worldwide, is associated with a greater risk of cognitive impairment, social isolation, and loneliness [Ciorba et al., 2012; Lin et al., 2013; Sung et al., 2016]. Hearing rehabilitation may provide a therapeutic approach to ameliorating these risks. Hearing aids may be used in the case of mild-to-moderate sensorineural hearing loss (SNHL), while cochlear implantation can -rehabilitate hearing in the case of severe-to-profound SNHL. Cochlear implants (CI) have proven their safety in infants and the elderly [Roland et al., 2009; Ramsden et al., 2012; Yang and Cosetti, 2016; Hofkens-Van Den Brandt et al., 2019]. However, since CI is increasingly -adopted in older adults, interest in studying its impact on quality of life (QoL), as well as its cost-utility, has grown as these issues are highly linked with CI candidacy and reimbursement criteria [Teschner et al., 2013].
The WHO defines QoL as follows: “Individuals’ perceptions of their position in life in the context of the culture and value systems in which they live, and in relation to their goals, expectations, standards and concerns” [WHO, 1998]. Questionnaires are the most common instruments to assess QoL. Most questionnaires used in a healthcare setting measure health-related QoL (HRQoL), instead of holistic QoL, which also includes more general factors such as income, adequacy of housing, and so on [Theofilou, 2013]. Theofilou et al. [2013] define HRQoL as: “Optimum levels of mental, physical, role (e.g., work, parent, carer, etc.) and social functioning, including relationships, and perceptions of health, fitness, life satisfaction and well-being.” In this study, no distinction will be made between HRQoL and QoL.
An important outcome to evaluate any intervention, for example a drug or an implanted medical device such as a CI, is the change in the subject’s own perceived state of health. This can be studied by evaluating HRQoL, utility (preference-based health state), and daily life performance. Numerous HRQoL measurement instruments have been developed, including generic and disease-specific instruments. Generic measures can be used in various diseases, populations, and interventions as they assess general health states. A limited number, including the EuroQoL (EQ)-5D and the Health Utilities Index (HUI), can be used to measure health utility [Kind, 1996, Horsman et al., 2003]. Utility scores are HRQoL desirability weights indicating the preference for different health states. These scores range from 0 (death) to 1 (perfect health) on an interval scale. Hence, a higher utility score reflects a more preferable health state. Based on these utility scores, the cost-effectiveness of medical interventions can be estimated [Whitehead and Ali, 2010]. Disease-specific instruments, on the other hand, assess particular diagnostic groups and may be more sensitive to potentially important outcome changes [Patrick and Deyo, 1989; Lin et al., 2012]. The lack of specificity of generic HRQoL measures is often used as an argument to justify the use of a disease-specific HRQoL instrument. Whenever a significant improvement is observed on a disease-specific HRQoL outcome measure and no effect on a generic HRQoL outcome measure, one should critically evaluate whether the changes in disease-specific HRQoL are overestimating the estimated effect of an intervention [EUnetHTA, 2015]. Furthermore, in the field of CI, psycho-acoustic outcome measures such as speech recognition and pure-tone audiometry alone do not always reflect the impact on HRQoL [Capretta and Moberly, 2016]. Hence, the aim of this study is to perform a systematic review and critical evaluation of the literature available on HRQoL in older CI recipients.
Methods
The systematic review was performed according to the Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) guidelines [Liberati et al., 2009]. The objective was to critically assess current literature concerning HRQoL in CI recipients.
Eligibility Criteria
Participants: the study sample consisted of adults aged 50 years and older with postlingual onset of bilateral severe to profound hearing loss. All subjects received a multi-electrode CI.
Intervention: Cochlear implantation with a multi-electrode CI.
Comparator: No restrictions were imposed.
Outcomes: Changes in self-reported HRQoL scores from baseline to the last available follow-up, measured by generic questionnaires, hearing-specific questionnaires, or questionnaires that did not belong to one of the previous 2 categories.
Study design: Longitudinal studies with retrospective as well as prospective study designs were eligible; HRQoL had to be measured preoperatively at baseline and at least one measurement had to be performed postoperatively; studies could include a control group.
Reviews: study protocols and letters to the editor were excluded for full-text review; no restrictions were imposed regarding language, publication date, and publication status.
Search Strategy
Studies were selected by searching MEDLINE (PubMed) and the Cochrane Library and by checking the reference lists of relevant articles. The literature search started on August 2, 2019 and was completed on August 9, 2019. The Cochrane and MEDLINE search strategies are available in online supplementary Appendix A and B (see www.karger.com/doi/10.1159/000508433 for all -online suppl. material). First, the titles and abstracts of the obtained records were screened. Second, full texts of records passing the screening phase were retrieved and analyzed. Two authors (E.A. and G.M.) performed study selection independently. Potential disagreements were resolved by consensus. Corresponding authors were contacted if any of the inclusion criteria of the review were not or not clearly mentioned in the article or if the full-text article was not available.
Information Extraction
Information extraction from the selected studies included study design, patient characteristics (study sample, age, gender, onset of hearing loss, duration of deafness, hearing aid use, etiology, etc.), measurement timing (preoperatively and postoperatively), HRQoL questionnaires used (name of the questionnaire and questionnaire category: hearing-specific, generic, or other), and results (change in HRQoL score after CI per questionnaire category). Risk of bias was assessed, taking into account Choi and Pak’s [2005] catalog of biases in questionnaires. The following 4 potential sources of bias were evaluated: response bias, selection bias, statistical methods, and other risks of bias. Response bias concerns how many subjects completed the questionnaires in proportion to the total amount of subjects having participated in the study. Studies with a response rate of <80% are considered to be at risk for response bias. Selection bias occurs when the study sample is not a good representation of the population, for example when only CI users with the highest speech intelligibility scores are included. Statistical methods and other sources of bias were also considered. The latter included sample size, questionnaire administration method, lack of validation of the questionnaires, and the use of proxy respondents. The principal summary measures are the p values of the changes in HRQoL per questionnaire category per study.
Results
Study Selection
The PubMed and Cochrane Library search provided 1,085 records, of which 1,046 were retrieved from PubMed and 39 from the Cochrane Library. In addition, 28 records were identified by searching the reference lists of relevant articles. After the removal of duplicates, 1,093 records remained. The abstracts and titles of those rec-ords were screened, resulting in the selection of 86 articles for full-text assessment and the exclusion of 1,007 irrelevant articles. Eventually, 18 studies met the inclusion criteria listed above and were accepted for review [Vermeire et al., 2005; Noble et al., 2009; Park et al., 2011; Chung et al., 2012; Zwolan et al., 2014; Mosnier et al., 2015; Castiglione et al., 2016; Choi et al., 2016; Contrera et al., 2016; Knopke et al., 2016; Olze et al., 2016; Contrera et al., 2017; Sonnet et al., 2017; Mosnier et al., 2018; Völter et al., 2018; Knopke et al., 2019; Sarant et al., 2019].
Out of the included articles, 68 did not meet the inclusion criteria listed above and were excluded for the following reasons. Twenty-two studies only measured HRQoL after implantation, but not before [Kelsall et al., 1995; Shin et al., 1997; Kunimoto et al., 1999; Eshraghi et al., 2009; Ramos et al., 2013; Sanchez-Cuadrado et al., 2013; Cloutier et al., 2014; Huarte et al., 2015; Sladen and Zappler, 2015; Speers et al., 2015; Aimoni et al., 2016; Alhanbali et al., 2016; Manrique-Huarte et al., 2016; Ramos-Macias et al., 2016; Hinder et al., 2017]. They were excluded because only studies assessing changes in HRQoL were accepted for review. Studies planning their preoperative HRQoL measurement postimplantation, for example by sending questionnaires about HRQoL before CI after implantation, were also excluded [Djalilian et al., 1999; Shin et al., 2000; Francis et al., 2002; Cohen et al., 2004; Olze et al., 2012; Di Nardo et al., 2014; Tang et al., 2017]. Participants younger than 50 years were included in 28 studies [Maillet et al., 1995; Summerfield and Marshall, 1995; Knutson et al., 1998; Palmer et al., 1999; Hamzavi et al., 2001; Padilla Romero et al., 2004; Mo et al., 2005; Damen et al., 2007; Noble et al., 2008; Pan et al., 2009; Olze et al., 2011; Olze et al., 2012; Lenarz et al., 2013; Arnoldner et al., 2014a, b; Francis et al., 2015; Rösli et al., 2015; Rumeau et al., 2015; Sanchez-Cuadrado et al., 2015; Derks et al., 2016; Ottaviani et al., 2016; Ramakers et al., 2016; Runge et al., 2016; Jayakody et al., 2017; Kelsall et al., 2017; Ambert-Dahan et al., 2018; Roland et al., 2018; Summerfield and Barton, 2019]. The combination of participants younger than 50 years and HRQoL measurement only after CI occurred 6 times [Hirschfelder et al., 2008; Rembar et al., 2009; Fuller et al., 2012; Angelo et al., 2016; Calvino et al., 2016; Capret-ta and Moberly, 2016]. The full texts of 2 studies were not available. Corresponding authors were contacted but did not provide the full-text article. Measurements were not defined as HRQoL in 2 of the included articles. Waltzman et al. [1993] did not assess HRQoL with standardized questionnaires and Mosnier et al. [2015] only assessed telephone use, which cannot represent the daily-life functioning of participants. Two study protocols and 3 reviews were also excluded [Ciorba et al., 2012; Semenov et al., 2012; Cherko et al., 2016; Claes et al., 2016; Rapport et al., 2018]. Single-channel CIs were used in one study and another study only measured HRQoL preoperatively and not postoperatively [Cooper et al., 1989; Sung et al., 2016]. One study was removed because the age of the participants was not clearly mentioned in the article [Mick et al., 2014]. The corresponding author was contacted but could not provide any further data than what was published. Figure 1 shows a flowchart of the selection process.
Information Extraction
In accordance with the inclusion criteria, all studies accepted for review assessed HRQoL pre- and postoperatively in severely hearing-impaired older CI users. Out of the 18 included articles, 15 were prospective longitudinal cohort studies. Furthermore, the study by Park et al. [2011] was a retrospective assessment of older CI recipients. Vermeire et al. [2005] conducted a cross-sectional study in which preoperative data were retrieved retrospectively. Zwolan et al. [2014] retrieved data collected during a multicenter prospective study and analyzed it post hoc.
Table 1 provides an overview of the included studies. The full text of all studies was published in English and the year of publication ranged between 2005 and 2019. Participants’ HRQoL was followed-up for at least 3 months to a maximum of 7 years post-CI. HRQoL was assessed at baseline and 1 or 2 HRQoL measurements took place after implantation. Nine studies additionally included separate groups of subjects not fully meeting the eligibility criteria of the review. These subject groups were not included in the outcome analysis of the review. Overall, the selected studies involved 925 subjects meeting the inclusion criteria of the review and 1,514 subjects in total. Out of the subjects meeting the inclusion criteria, 46% were male and 54% was female. Four studies did not report gender distribution and were not included in the calculation. The eligible participants’ mean age was 71.6 years. Only the median age was given in the study by Castiglione et al. [2016] so the study could not be included in the calculation.
HRQoL Outcomes
A list of abbreviations of the included questionnaires is presented in Table 2. An overview of the disease-specific and generic outcomes per subdomain per study is shown in Tables 3 and 4. More information about the questionnaires is provided in online supplementary Appendix C.
Disease-Specific Outcomes
All studies using disease-specific, or in this case hearing-specific questionnaires indicated an improvement of disease-specific HRQoL postoperatively. Studies using the Nijmegen Cochlear Implant Questionnaire (NCIQ) indicated a significant improvement in all domains 6 months postoperatively (p < 0.01) and scores remained stable at 12 months postoperatively [Noble et al., 2009; Mosnier et al., 2015; Knopke et al., 2016; Olze et al., 2016; Claes et al., 2018; Mosnier et al., 2018; Völter et al., 2018; Knopke et al., 2019]. Only the speech production subdomain score did not improve significantly in all studies [Knopke et al., 2016]. In addition, Park et al. [2009] indicated a significant improvement on the Hearing Handicap Inventory for the Elderly (HHI-E) 12 months postoperatively in the emotional and social handicap subscales (p < 0.01). No significant difference was observed between the HHI-E scores of younger and older CI recipients. Furthermore, a significant improvement on the Hearing Handicap Inventory for Adults was demonstrated pre- and postoperatively (p < 0.001) [Vermeire et al., 2005]. The scores on the emotional (p = 0.003) and situational subscale (p < 0.001) differed significantly from baseline to postoperatively.
Sound Quality and Speech Understanding Outcomes
Instruments related to sound quality and speech understanding showed a significant improvement after cochlear implantation. Claes et al. [2018] found that Speech, Spatial and Qualities of Hearing Scale (SSQ12) scores improved significantly at 6 months postoperatively (p < 0.0001), and remained stable afterwards (p = 1). In addition, a significant improvement 6 months postoperatively was indicated, but no additional significant improvement was observed 12 months postoperatively with the Hearing Implant Sound Quality Index 19 (HISQUI-19) [Claes et al., 2018]. Oldenburg Inventory scores also improved significantly after implantation (p < 0.01) [Knopke et al., 2016; Olze et al., 2016; Knopke et al., 2019]. Noble et al. [2009] reported that Hearing Handicap Questionnaire (HHQ) scores, SSQ scores, and HHI-A scores of elderly CI users improved postoperatively. However, they did not mention if the improvement in HRQoL was significant. Finally, Abbreviated Profile of Hearing Aid Benefit (APHAB) scores improved significantly (p < 0.001) 18 months postoperatively [Sarant et al., 2019].
Generic Outcomes
Overall, outcomes of studies assessing HRQoL with generic questionnaires were mixed. Studies using the Medical Outcome Study Short Form-36 (SF-36) indicated a significant improvement of social functioning and mental health, but no significant improvement of physical functioning [Chung et al., 2012; Contrera et al., 2016]. In addition, Contrera et al. [2016] found a significant increase in emotional well-being 6 months (p = 0.034) and 12 months (p = 0.005) after CI, similar to the findings of Chung et al. [2012]. Contrera et al. [2016] also indicated that the Mental Component Summary (MCS) score (comprising vitality, social function, role limitations due to emotional problems, and general mental health perception domains) significantly increased from baseline to 6 months (p < 0.001) and 12 months postoperatively. Völter et al. [2018] indicated a significant improvement of the overall WHO Quality of Life Assessment for elderly people (WHOQOL-OLD) score (p = 0.027) 6 months postoperatively. Sensory functions (p < 0.001) and autonomy-related questions (p = 0.026) scores also improved significantly, but there was no further improvement at 12 months postoperatively. In contrast, Sonnet et al. [2017] only showed a significant improvement in sensory abilities (p < 0.05) 6 and 12 months postoperatively.
Utility Outcomes
An overview of the utility outcomes can be found in Table 5 and a list of abbreviations of the included questionnaires is presented in Table 2. More information about these questionnaires is given in online supplementary Appendix C. There were notable differences in results between studies assessing utility. Zwolan et al. [2014] demonstrated a significant improvement postoperatively in HUI-3 hearing (p < 0.001), but not in HUI-3 multi-attribute scores. On the other hand, only female subjects showed a significant improvement of HUI-3 hearing (p = 0.005) and HUI-3 multi-attribute (p = 0.041) scores in the study by Sarant et al. [2019].
Daily Living Performance Outcomes
An overview of the mental well-being and everyday activities outcomes per subdomain per study is presented in Table 6. A list of abbreviations of the included questionnaires can be found in Table 2. In online supplementary Appendix C, more information about the questionnaires is provided.
Mental Well-Being Outcomes
Results from studies assessing mental well-being were mostly inconsistent. Geriatric Depression Scale (GDS) scores improved 6 months after implantation, which persisted at 12 months after implantation. The improvement was significant in the studies by Choi et al. [2016] (p < 0.05) and Castiglione et al. [2016] (p < 0.01), but Mosnier et al. [2015] did not report a significant improvement. A significant decrease in anxiety (p = 0.002) and depression scores (p = 0.002) of the Hospital Anxiety and Depression Scale (HADS) was observed 6 months postoperatively [Claes et al., 2018]. However, the results at 12 months postoperatively did not differ significantly from the scores preoperatively and 6 months postoperatively. On the other hand, no significant improvements of General Anxiety Disorder-7 (GAD-7) anxiety scores and Depression Scale (ADS-L) depressiveness scores after implantation were found in the studies by Knopke et al. [2016, 2019]. The mean anxiety and depression level was low pre- and postoperatively in both studies. In addition Knopke et al. [2019] found that there was a significant negative correlation between the ADSL depressiveness score and HRQoL (measured by the NCIQ). Sonnet et al. [2017] used the Hamilton Depression Rating Scale (HDRS). They demonstrated that depressive symptoms of older CI users decreased after implantation, but the decrease was not significant.
Knopke et al. [2016, 2019] indicated that overall stress perception, assessed by the Perceived Stress Questionnaire (PSQ-30), was low pre- and postoperatively and no additional significant decrease was observed. A significant decrease in the PSQ subscale (lack of) “joy” was found in subjects aged 80 years and older but not in subjects aged 70–80 years. Furthermore, Knopke et al. [2019] showed a significant negative correlation between HRQoL (measured by the NCIQ) and perceived stress in 70- to 80-year-old subjects, but not in subjects aged 80 years and older. Loneliness scores significantly reduced both 6 months (p < 0.001) and 12 months (p < 0.001) postoperatively compared to baseline in the study by Contrera et al. [2017]. Sarant et al. [2019] reported an improvement of loneliness, social isolation, anxiety, and depression 18 months postoperatively. However, they did not mention if these improvements were significant.
Activities Outcomes
Sonnet et al. [2017] demonstrated that the Instrumental Activities of Daily Living (I-ADL) questionnaire’s autonomy scores were stable at 6 months and improved significantly at 12 months postimplantation (p < 0.05). Sarant et al. [2019] also showed postoperative improvements of everyday and physical activities, but they did not indicate if these improvements were significant.
Risks of Bias
Six of the accepted studies were at risk of response bias as they reported a response rate of <80%. Chung et al. [2012], Zwolan et al. [2014], Choi et al. [2016], Contrera et al. [2017], and Contrera et al. [2016] reported total response rates between 69 and 78%. However, they divided their participants according to age or hearing device (hearing aid or CI) and did not mention the response rate per group. Hence, it was not clear whether response bias occurred in their participants eligible for review. Vermeire et al. [2005] indicated a response rate of 33%. The questionnaire they used (HHIA) was only introduced to their clinic’s CI program after the study had already started. Consequently, a lot of their participants had no pre- and postoperative HHIA scores.
Selection bias may have affected all included studies because of differences in reimbursement criteria all over the world. Currently, each country individually determines the criteria subjects with hearing impairment must meet to be eligible for CI surgery and no internationally accepted criteria exist. Participants of the eligible studies may therefore differ in, for example, psycho-acoustic measures such as pure tone audiometry or speech reception thresholds.
Four studies used suboptimal statistical methods. Sonnet et al. [2017], Castiglione et al. [2016], and Zwolan et al. [2014] all performed parametric tests, while non-parametric tests would have been more appropriate due to their small sample sizes (n < 20). In addition, Sonnet et al. [2017] and Park et al. [2011] did not consider the repeated measures per participant and did not use a test for related samples. Post hoc corrections for repeated measures were not mentioned in 7 articles using statistical methods requiring these corrections [Vermeire et al., 2005; Chung et al., 2012; Mosnier et al., 2015; Knopke et al., 2016; Olze et al., 2016; Mosnier et al., 2018; Knopke et al., 2019]. Moreover, the statistical analyses of Noble et al. [2019] and Sarant et al. [2019] were incomplete regarding HRQoL changes pre- and postoperatively. Noble et al. [2009] did not perform statistical analysis to evaluate these changes, only describing it qualitatively. Sarant et al. [2019] did not report statistical analysis of part of their questionnaire data.
Other risks of bias included a small sample size of participants meeting the inclusion criteria of the review (n < 20), which was the case in 5 studies [Noble et al., 2009; Zwolan et al., 2014; Castiglione et al., 2016; Knopke et al., 2016; Sonnet et al., 2017]. All studies used either the original version of validated questionnaires or validated translations. Only Park et al. [2011] and Sonnet et al. [2017] mentioned their questionnaire administration method. Park et al. [2011] explained that the questionnaires were self-administered as paper-and-pencil tests, while the HDRS in Sonnet et al. [2017] was administered by an interviewer (psychiatrist). In the other studies the questionnaire administration method was not mentioned. Sarant et al. [2019] stated that the Bayer Activities of Daily Living Scale (B-ADL) was completed by proxy respondents, which means participants did not fill it in themselves. The use of proxy respondents was not mentioned in the other studies.
Discussion
The aim of this study was to critically assess the current literature on changes in HRQoL in severely hearing-impaired older adult CI users. Studies generally reported a significant improvement of disease-specific HRQoL postoperatively, mainly in studies using hearing-specific or CI-specific questionnaires. In particular, the NCIQ, the most commonly used questionnaire across all studies, showed significant improvements in most subdomains. However, high-level evidence-based medicine is lacking. The improvement of disease-specific HRQoL after improving the hearing function of severely hearing-impaired individuals with a CI was to be expected, as hearing loss is generally associated with lower HRQoL [Ciorba et al., 2012; Contrera et al., 2017]. Nevertheless, currently available objective speech recognition measures are only weakly associated with subjective self-reported HRQoL [McRackan et al., 2018]. Hence, these objective measures cannot capture all aspects of real-life communication and social interaction, both of which are far more challenging than currently available speech-recognition tasks. Generic HRQoL questionnaires’ outcomes were less consistent than the hearing-specific questionnaires’ outcomes. Therefore, generic HRQoL questionnaires seem to be too general to be able to uncover all the improvements a CI can entail, in line with studies by Patrick and Deyo [1989] and Lin et al. [2012]. They reported that disease-specific questionnaires are more sensitive to possibly important outcome changes than generic questionnaires. A disadvantage of disease-specific questionnaires to assess HRQoL in CI users could be that the questionnaires are only hearing specific. They are not designed to be used across patient populations, diseases, or interventions, which is relevant for economic evaluation of medical interventions. Disease-specific questionnaires specifically developed for use in CI recipients, such as the commonly used NCIQ, lack involvement of CI recipients in the development of item banks for the instruments, which could result in the absence of certain important CI-related HRQoL concepts [McRackan et al., 2017, 2018a, b]. Moreover, the NCIQ was validated using a limited number of participants from only one clinical site and psychometric testing was performed using former, less rigorous techniques compared to current standards. McRackan et al. [2019] therefore created a new HRQoL item bank for CI recipients, based on item response theory, which was used to develop a new CI-specific QoL evaluation instrument, the Cochlear Implant Quality of Life (CIQOL), capturing a broader spectrum of important HRQoL concepts [McRackan et al., 2017, 2019]. Limitations of current hearing-specific questionnaires, such as SSQ12 and APHAB, include their lack of validation in CI recipients. Those instruments are primarily developed and validated for hearing aid users and/or those with mild to moderate hearing loss, and could therefore fail to capture some important HRQoL factors related to cochlear implantation [McRackan et al., 2017, 2018]. Overall, disease-specific instruments can be considered relevant in the following 4 cases, according to the European network for Health Technology Assessment (EUnetHTA): (1) to get additional information on HRQoL during the assessment of the risk-benefit of a drug or device for registration purposes; (2) more in-depth assessment of how life is affected precisely if an effect is observed on a generic HRQoL instrument; (3) assessment of the HRQoL benefits of an intervention compared to a relevant comparator for the same indication if no effect on a generic HRQoL instrument is found but a HRQoL benefit is nevertheless assumed; (4) assessment of HRQoL benefits of an intervention if no adequate generic instrument, reflecting the HRQoL dimensions on which change is considered meaningful according to the society, is available [EUnetHTA, 2015]. Consequently, generic and disease-specific HRQoL instruments are rather complementary than contradictory.
The cost-effectiveness of CI is a much-debated topic in clinical practice and research [Bond et al., 2009; Laske et al., 2019]. Quality-adjusted life years (QALYs) is currently the lead metric to evaluate the cost-effectiveness of medical interventions. QALYs can be used to compare the benefits of several treatments and weigh up the costs against the gain in HRQoL over time. It is calculated by multiplying the HRQoL utility score in a health state with the duration of time spent in that health state. Only standardized generic HRQoL questionnaires such as the HUI-3 or EQ-5D can be used to obtain these utility scores [Kind, 1996; Whitehead and Ali, 2010]. The EQ-5D was validated using a random sample of 3,000 UK residents to represent original population preferences. First, the EQ-5D-3L was developed with 3 response alternatives or levels in the following 5 domains: mobility, self-care, usual activities, pain/discomfort, and anxiety/depression. Later, EQ-5D-3L turned out to be less responsive and reliable than EQ-5D with 5 levels, so it was replaced by the 5-level version. QALYs are calculated based on generic questionnaires so they are equally insensitive to subtle but potentially important outcomes. However, disease-specific HRQoL questionnaires do not provide utility scores and are often based on a less sophisticated methodology and validation [Lin et al., 2012]. Hence, they cannot be used to calculate QALYs, which may be a limitation depending on the aim of the study. Disadvantages of QALYs involve ethical questions about, for example, the valuation of someone’s life over another’s and skepticism about the applicability in middle- and low-income countries [Kularatna et al., 2013; Pettitt et al., 2016]. In these countries, disability-adjusted life years (DALYs) could be an alternative to QALYs. These metrics are a modified version of QALYs measuring health loss due to poor HRQoL instead of health gain due to HRQoL improvement after medical intervention [Grimes et al., 2014; Rios-Diaz et al., 2016].
Overall, various instruments and methods are used to assess HRQoL as no gold standard HRQoL questionnaire currently exists for CI users. The lack of consensus complicates comparisons between studies and reveals the need for a standardized HRQoL study protocol including all relevant generic and disease-specific instruments [Claes et al., 2016]. Researchers and clinicians should not exclusively focus on reliability and validity when selecting HRQoL assessment instruments. Study design, research aims, and combining several HRQoL measures should also be considered. Using supplementary HRQoL questionnaires could be beneficial if one HRQoL questionnaire cannot provide sufficient information to meet study objectives or clinical purposes. However, researchers or clinicians must be familiar with the questionnaires to avoid significant overlap between measures. Comprehensive reporting of all subdomain scores is also recommended to provide a clear overview of the results.
Furthermore, differences in CI reimbursement criteria all over the world may have led to selection bias, because psycho-acoustic measures at baseline could differ between studies conducted in different countries. Reporting individual data points of raw pure tone averages obtained preoperatively per participant is therefore recommended [de Bruijn et al., 2001a, b; Van Rompaey et al., 2009]. That way, a clear overview of the speech reception thresholds and pure tone audiometry thresholds of participants at baseline could be provided and studies could be compared more accurately. Additionally, several excluded studies used the Glasgow Benefit Inventory (GBI) to assess HRQoL postoperatively with questions about their pre- and postoperative HRQoL. Recall of events or states prior to major events could lead to inaccurate or incomplete data according to Choi et al. [2005]. Vermeire et al. [2005] confirm their findings as they reported variations in HRQoL pre- and postoperatively if the participants’ preoperative HRQoL is assessed postoperatively. More specifically, GBI scores decreased postoperatively over time in their study, implying HRQoL benefits reduced over time. Vermeire et al. [2005] explained these variations due to the fact that participants can have difficulties in recalling their preoperative state if there is too much time between the operation and the postoperative HRQoL assessment. Hence, studies using GBI or studies assessing pre- and postoperative HRQoL after implantation are at risk of potential bias [Choi and Pak, 2005]. As a result, studies using GBI or studies assessing pre- and postoperative HRQoL after implantation were not considered eligible for review. Studies using tinnitus questionnaires were also excluded for review. Tinnitus was considered a disorder of the auditory system, which could have an influence on the HRQoL of patients. Nevertheless, tinnitus questionnaires are not primarily focused on HRQoL assessment and tinnitus presence does not necessarily imply that HRQoL is negatively affected. In contrast, studies have shown that bilateral vestibulopathy, which is a common comorbidity of severe to profound SNHL, has a significant negative effect on HRQoL [Guinand et al., 2012; Sun et al., 2014]. However, the impact of vestibular function on the HRQoL of CI users was not considered in the articles accepted for review.
The use of suboptimal statistical tests and no post hoc correction for repeated measures were common limitations of the statistical analysis of the eligible studies. Therefore, future studies are recommended to use statistical methods appropriate to their data to demonstrate differences in HRQoL pre- and postoperatively as accurately as possible. The administration method could influence the results of questionnaires, but Park et al. [2011] and Sonnet et al. [2017] were the only authors who mentioned the questionnaire administration method in their studies. If an interviewer administered questionnaires, he or she could, for example, consciously or subconsciously influence the participants’ responses, whereas self-assessment, for example, could lead to questions not being understood properly [Choi and Pak, 2005]. Proxy respondents could also cause a risk of bias, as they fill in the questionnaires for someone else and may not provide exactly the same responses the participants would provide. The use of proxy respondents was only mentioned by Sarant et al. [2019] for one questionnaire. Either the validated original version of questionnaires or a validated translation of questionnaires was used in all studies. Most HRQoL questionnaires have several validated translations, which enables a comparison between data from several institutes and countries. Using validated questionnaires is crucial to obtain reliable results and is strongly recommended. Response bias was a common limitation as well, because working with an older population could imply a higher dropout rate caused by, for example, a higher risk of death, illness, and so on.
In addition, research exclusively focusing on the assessment of HRQoL in older CI users is limited. Cognition and clinical psycho-acoustic measures are usually the primary outcome measures in literature on these subjects. That is why some articles did not appear in the PubMed and -Cochrane Library search records and had to be included via reference list searching of relevant articles. Hence, there is a chance that relevant literature might have been missed. Another limitation of the review was its retrospective design. It is possible that more studies meeting the inclusion criteria will have been published by the time this review is published. Two full-text articles could not be retrieved and could consequently not be assessed for eligibility.
Conclusion
A systematic review of the literature was performed on changes in HRQoL before and after cochlear implantation in older adults. An improvement of HRQoL was generally reported when using disease-specific instruments, which are questionnaires designed to detect treatment-specific changes, but high-level evidence-based medicine is lacking. In contrast, the outcomes of generic HRQoL questionnaires – which are used across patient populations, disorders, and interventions – were rather ambiguous. The methodology of HRQoL analysis was found to be heterogeneous for types of instruments used and the individual patients’ hearing levels. Future studies should use a standardized, multidimensional, and comprehensive study protocol, including generic and complementary disease-specific HRQoL instruments tailored purposefully to measure HRQoL, utility, and/or daily life performance [Claes et al., 2016].
Statement of Ethics
The authors have no ethical conflicts to disclose.
Disclosure Statement
The authors have no conflicts of interest to declare.
Funding Sources
The Antwerp University Hospital currently receives a research grant from MED-EL (Innsbruck, Austria).
Author Contributions
E.A. and G.M. performed study selection. E.A. drafted the manuscript. A.G., V.T., O.M.V., P.V.d.H., V.V.R., and G.M. critically revised the manuscript. All authors read and approved the final manuscript.